• Robert Rex, Esq.

Grady R. Jones- Former Emerson Equity/WFG Investments Broker Investigation- Dallas, Texas
Grady R. Jones- Former Emerson Equity/WFG Investments Broker Investigation- Dallas, Texas 150 150 Robert Rex, Esq.

Lewisville, Texas Rex Securities Law is investigating Grady R. Jones, a broker who is currently unregistered but who was previously registered as follows: Emerson Equity          …

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  • Robert Rex, Esq.

Gary D. Moore- Former VSR Financial Broker- Investigation- Sarasota, Florida
Gary D. Moore- Former VSR Financial Broker- Investigation- Sarasota, Florida 150 150 Robert Rex, Esq.

Sarasota, Florida Rex Securities Law is investigating former VSR Financial Services broker Gary D. Moore  in connection with the sale of limited partnerships, promissory notes and real estate securities during the time he was employed…

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  • Robert Rex, Esq.

Brian C. Tillotson- Former VSR Financial Broker- Investigation- Southlake, Texas
Brian C. Tillotson- Former VSR Financial Broker- Investigation- Southlake, Texas 150 150 Robert Rex, Esq.

Southlake, Texas Rex Securities Law is investigating former VSR Financial Services broker Brian C. TIllotson (VIrtus Wealth Management) in connection with the sale of unsuitable real estate investments during the time he was employed by…

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  • Robert Rex, Esq.

James R. Kennedy-Former VSR Financial Services Broker Discloses Customer Disputes- Eastland, Texas
James R. Kennedy-Former VSR Financial Services Broker Discloses Customer Disputes- Eastland, Texas 150 150 Robert Rex, Esq.

February 2017- Eastland, Texas Rex Securities Law is investigating former VSR Financial Services broker James Roy Kennedy of the Smart Money Group and Kennedy Financial Services in connection with the sale of unsuitable investments, including real…

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  • Robert Rex, Esq.

Stockbroker Leavitt Sanders has 53 Customer Complaints- Invest Financial Corporation/ Triad -West Point, Georgia
Stockbroker Leavitt Sanders has 53 Customer Complaints- Invest Financial Corporation/ Triad -West Point, Georgia 150 150 Robert Rex, Esq.

February 2019- West Point, Georgia We are investigating Leavitt F. Sanders,  of Leavitt Financial Group, who was a registered stockbroker with the following broker dealers. He is not currently registered…

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  • Robert Rex, Esq.

How to Recover Losses on Aequitas Investments
How to Recover Losses on Aequitas Investments 150 150 Robert Rex, Esq.

March 10, 2016- Washington, DC The Securities & Exchange Commission (SEC) charged Oregon based Aequitas Management and its top three executives, CEO Robert J. Jesenik, executive VP Brian A. Oliver,…

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  • Robert Rex, Esq.

RIdgewood Energy Fund Investors Paid $60,000 By Transamerica Financial
RIdgewood Energy Fund Investors Paid $60,000 By Transamerica Financial 150 150 Robert Rex, Esq.

December 30, 2015 The FInancial Industry Regulatory Authority (FINRA) reports that clients of Transamerica Financial Advisors broker Bruce A. Slater filed an arbitration  (Case 1H-03503) alleging that an investment in Ridgewood…

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  • Robert Rex, Esq.

Neeraj Chaudhary- Former Euro Pacific Capital Broker Investigated
Neeraj Chaudhary- Former Euro Pacific Capital Broker Investigated 150 150 Robert Rex, Esq.

March 10, 2016 Rex Securities Law is investigating former Euro Pacific Capital, Inc. broker Neeraj R. Chaudhary on behalf of a former customer who alleges that he was sold investments,…

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  • Robert Rex, Esq.

Delray Beach, FL. Man Pleads Guilty to Insider Trading on Tip From Stockbroker
Delray Beach, FL. Man Pleads Guilty to Insider Trading on Tip From Stockbroker 150 150 Robert Rex, Esq.

March 9, 2016- Jay Fung, 42, of Delray Beach, FL, pleaded guilty to an information which charged him with conspiracy to commit securities fraud . Fung admitted to an insider…

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  • Robert Rex, Esq.

Claus Foerster-Former Smith Barney/Raymond James Broker Indicted for Fraud
Claus Foerster-Former Smith Barney/Raymond James Broker Indicted for Fraud 150 150 Robert Rex, Esq.

March 8, 2016- Greenville, South Carolina The United States Attorney’s Office for District of South Carolina announced that Claus C. Foerster, 55, of Spartanburg, South Carolina was indicted by a…

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