• Robert Rex, Esq.

Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA
Rex Securities Law Investigates Kovack Securities Broker Stanley Keyes-Crowley, LA 150 150 Robert Rex, Esq.

February 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes  of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …

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  • Robert Rex, Esq.

Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme
Baylor Grad Pleads Guilty in Fraudulent Oil & Gas Overriding Royalty Scheme 150 150 Robert Rex, Esq.

February 2, 2016- Sherman, Texas News 12 KXII reports that Justin Spearman, a 27 year old graduate of Baylor University pleaded guilty before U.S. Magistrate Judge Christine A. Nowak  to…

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  • Robert Rex, Esq.

How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships)
How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships) 150 150 Robert Rex, Esq.

February 11, 2016 If you have significant losses on energy sector Master Limited Partnerships (MLPs) you may be able to recover damages if the broker improperly recommended the investment to…

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  • Robert Rex, Esq.

How to Recover Losses on Oil & Gas / Energy Investments
How to Recover Losses on Oil & Gas / Energy Investments 150 150 Robert Rex, Esq.

February 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…

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  • Robert Rex, Esq.

Charlotte Man Pleads Guilty to Securities & Wire Fraud
Charlotte Man Pleads Guilty to Securities & Wire Fraud 150 150 Robert Rex, Esq.

February 10, 2016- Charlotte, North Carolina The Charlotte Observer reports that Frank Enrique Lleras, of Charlotte, pleaded guilty to securities fraud and wire fraud in connection with a real estate…

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  • Robert Rex, Esq.

Wayne Kirk/Reef Securities Investigation–Update
Wayne Kirk/Reef Securities Investigation–Update 150 150 Robert Rex, Esq.

February 11, 2016- Richardson, Texas  Rex Securities Law is investigating Harris Wayne Kirk ,  a stock broker currently registered with  Reef Securities, Inc. Kirk’s FINRA record indicates that he has been named in 3 customer disputes.…

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  • Robert Rex, Esq.

Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber
Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber 150 150 Robert Rex, Esq.

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…

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  • Robert Rex, Esq.

Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint
Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint 150 150 Robert Rex, Esq.

February 4, 2016- Boca Raton, Florida The Financial Industry Regulatory Authority (FINRA) filed a disciplinary proceeding against brokerage firm Purshe Kaplan Sterling Investments and broker Gopi Krishna Vungarala alleging that from…

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  • Robert Rex, Esq.

Miami Based Brickell Global Markets (formerly E.S. Financial Services) Pays $1 Million to Settle SEC Charges
Miami Based Brickell Global Markets (formerly E.S. Financial Services) Pays $1 Million to Settle SEC Charges 150 150 Robert Rex, Esq.

February 4, 2016- Miami, Florida The Securities & Exchange Commission (SEC) announced that Miami based Brickell Global Markets (formerly E.S. Financial Services) agreed to pay a $1 million penalty to…

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  • Robert Rex, Esq.

Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA
Rex Securities Law Investigates VSR Financial Broker Terrell C. Lady- Williamsburg, VA 150 150 Robert Rex, Esq.

Williamsburg, VA Rex Securities Law is investigating VSR Financial Services broker Terrell C. Lady  of Providence Wealth Advisors in connection with the sale of real estate securities, promissory notes,  equipment leasing investments, limited partnerships…

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