July 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a stockbroker with Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…
read moreLast Updated: July 2025 (Dallas, TX) Rajesh Markan Investigation Summary Here’s what you need to know about Dallas, TX, former stockbroker Rajesh Markan: Name: Rajesh Markan Last Registered Employer: Hilltop Securities, Inc.…
read moreLast Updated: July 2025 — Oviedo, Florida Here’s what you need to know about Oviedo, FL, stockbroker Andy S. Rampersaud: Name: Andy S. Rampersaud CRD Number: 4030919 Current Employer: LPL Financial LLC DBA:…
read moreLast Updated: July 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Michael Christopher Rudio: Name: Michael Christopher Rudio CRD Number: 6322313 Current Employers: Phase Line Capital, LLC…
read moreLast Updated: July 2025 — Harrisburg, PA Here’s what you need to know about Harrisburg, PA stockbroker Tony Alan Tolene: Name: Mr. Tony Alan Tolene CRD Number: 5730068 Current Employer: Infinity Financial Services…
read moreLast Updated: July 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Richard Villa: Name: Mr. Richard Manuel Villa CRD Number: 5586600 Current Employer: TCW Funds…
read moreLast Updated: July 2025 — Los Angeles, California Here’s what you need to know about Los Angeles, CA, stockbroker Jade Eagles: Name: Jade Eagles CRD Number: 5939276 Current Employer: RIA with The WealthGarden…
read moreLast Updated: July 2025 – Colorado Springs, CO Here’s what you need to know about Colorado Springs, CO stockbroker Alan Hofstein: Name: Alan Leon Hofstein CRD Number: 4417550 Current Status: Not currently registered…
read moreLast Updated: July 2025 — Hauppauge, NY Here’s what you need to know about Hauppauge, NY stockbroker James W. Maurer: Name: James W. Maurer CRD Number: 4971613 Current Employer: Network 1 Financial Securities,…
read moreLast Updated: July 2025 (San Antonio, Texas) Eric Dupre Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Eric Dupre: Name: Mr. Eric Anthony Dupre DBA:…
read more