Last Updated: May 2025 — Santa Fe, NM Here’s what you need to know about Santa Fe, NM, stockbroker Roxane Lillian Rose: Name: Ms. Roxane Lillian Rose Current Employer: Merrill…
read moreLast Updated: May 2025 – Grand Rapids, MI Here’s what you need to know about Grand Rapids, MI, stockbroker Jody Ryan Vander Weide: Name: Jody Ryan Vander Weide Current Employer: (Not currently…
read moreLast Updated: May 2025 (Laredo, Texas ) Ismael Eradio Reyes Retana Investigation Summary Here’s what you need to know about Laredo, Texas, stockbroker Ismael Eradio Reyes Retana: Name: Mr. Ismael…
read moreLast Updated: May 2025 (Encinitas, CA) Stewart Ginn Investigation Summary Here’s what you need to know about Encinitas, CA, stockbroker Stewart Ginn: Name: Mr. Stewart Ginn Current Employer: None Suspended…
read moreLast Updated: May 2025 (Atlanta, GA) Robert Omohundro Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Robert Omohundro: Name: Mr. Robert Lloyd Omohundro Current Employer: Alexander…
read moreMay 2025 – Atlanta, GA The FINRA records of of David Harrison Miller , formerly a stockbroker with Peachcap Securities is not currently registered with FINRA. He discloses 9 prior…
read moreLast Updated: May 2025, Winfield, IL Here’s what you need to know about Winfield, IL, stockbroker Luis Quintanar Castanon: Name: Mr. Luis Quintanar Castanon Current Employer: None (Previously registered) Prior Employers: J.P. Morgan…
read moreLast Updated: May 2025 Here’s what you need to know about Pasadena, CA stockbroker Henry Chang: Name: Mr. Henry Chia-How Chang Alias: Henry Chang Current Employer: Laidlaw & Company (UK)…
read moreLast Updated: May 2025 — Boise, Idaho Here’s what you need to know about Boise, ID stockbroker Gregory A. Corrie: Name: Mr. Gregory Alan Corrie CRD Number: 1982814 Current Status: Barred from industry…
read moreLast Updated: May 2025 (Colorado Springs, CO) Here’s what you need to know about Colorado Springs, CO, stockbroker Roger Randall Given: Name: Mr. Roger Randall Given Current Employer: LPL Financial…
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