Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL

Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL 150 150 Robert Rex, Esq.

July 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a  stockbroker with  Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…

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Rex Securities Law Investment Fraud Attorney Investigates Former Merrill Lynch Broker Rajesh Markan

Rex Securities Law Investment Fraud Attorney Investigates Former Merrill Lynch Broker Rajesh Markan 150 150 Robert Rex, Esq.

Last Updated: July 2025 (Dallas, TX) Rajesh Markan Investigation Summary Here’s what you need to know about Dallas, TX, former stockbroker Rajesh Markan: Name: Rajesh Markan Last Registered Employer: Hilltop Securities, Inc.…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Andy S. Rampersaud

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Andy S. Rampersaud 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Oviedo, Florida Here’s what you need to know about Oviedo, FL, stockbroker Andy S. Rampersaud: Name: Andy S. Rampersaud CRD Number: 4030919 Current Employer: LPL Financial LLC DBA:…

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Rex Securities Law Investment Fraud Attorney Investigates Phase Line Capital and Purshe Kaplan Sterling Investments Broker Michael Christopher Rudio

Rex Securities Law Investment Fraud Attorney Investigates Phase Line Capital and Purshe Kaplan Sterling Investments Broker Michael Christopher Rudio 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Michael Christopher Rudio: Name: Michael Christopher Rudio CRD Number: 6322313 Current Employers: Phase Line Capital, LLC…

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Rex Securities Law Investment Fraud Attorney Investigates Infinity Financial Services Former Broker Tony Alan Tolene

Rex Securities Law Investment Fraud Attorney Investigates Infinity Financial Services Former Broker Tony Alan Tolene 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Harrisburg, PA Here’s what you need to know about Harrisburg, PA stockbroker Tony Alan Tolene: Name: Mr. Tony Alan Tolene CRD Number: 5730068 Current Employer: Infinity Financial Services…

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Rex Securities Law Investment Fraud Attorney Investigates TCW Funds Distributors Broker Richard Manuel Villa

Rex Securities Law Investment Fraud Attorney Investigates TCW Funds Distributors Broker Richard Manuel Villa 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Los Angeles, CA Here’s what you need to know about Los Angeles, CA stockbroker Richard Villa: Name: Mr. Richard Manuel Villa CRD Number: 5586600 Current Employer: TCW Funds…

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Rex Securities Law Investment Fraud Attorney Investigates The WealthGarden Financial Services Broker Jade Eagles

Rex Securities Law Investment Fraud Attorney Investigates The WealthGarden Financial Services Broker Jade Eagles 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Los Angeles, California Here’s what you need to know about Los Angeles, CA, stockbroker Jade Eagles: Name: Jade Eagles CRD Number: 5939276 Current Employer: RIA with The WealthGarden…

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Rex Securities Law Investment Fraud Attorney Investigates Securities America Former Broker Alan Hofstein.

Rex Securities Law Investment Fraud Attorney Investigates Securities America Former Broker Alan Hofstein. 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Colorado Springs, CO Here’s what you need to know about Colorado Springs, CO stockbroker Alan Hofstein: Name: Alan Leon Hofstein CRD Number: 4417550 Current Status: Not currently registered…

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Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker James W. Maurer

Rex Securities Law Investment Fraud Attorney Investigates Network 1 Financial Securities Broker James W. Maurer 150 150 Robert Rex, Esq.

Last Updated: July 2025 — Hauppauge, NY Here’s what you need to know about Hauppauge, NY stockbroker James W. Maurer: Name: James W. Maurer CRD Number: 4971613 Current Employer: Network 1 Financial Securities,…

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Rex Securities Law Investment Fraud Attorney Investigates Eric Dupre formerly with Ameriprise Financial Services

Rex Securities Law Investment Fraud Attorney Investigates Eric Dupre formerly with Ameriprise Financial Services 150 150 Robert Rex, Esq.

Last Updated: July 2025 (San Antonio, Texas) Eric Dupre Investigation Summary Here’s what you need to know about San Antonio, Texas, stockbroker Eric Dupre: Name: Mr. Eric Anthony Dupre DBA:…

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