Last Updated: January 2026 — San Antonio, TX Here’s what you need to know about San Antonio, TX stockbroker Elizabeth Ann Valenti: Name: Elizabeth Ann Valenti Current Employer: Osaic Wealth, Inc. Prior…
read moreLast Updated: January 2026 — Fargo, North Dakota Here’s what you need to know about Fargo, ND stockbroker Phil Condit: Name: Philip Gordon Condit Current Employer: Condit Wealth Management as registered investment advisor.…
read moreLast Updated: January 2026 (Sherman, Texas) Michael J. Kane, III, Investigation Summary Here’s what you need to know about Sherman, Texas, stockbroker Michael J. Kane, III: Name: Mr Michael Joseph…
read moreLast Updated: January 2026, Naperville, IL Here’s what you need to know about Naperville, IL, stockbroker Arthur S. Littlefield III: Name: Mr. Arthur Sylvester Littlefield III CRD Number: 2718449 Current…
read moreStoneX Financial Investigation January 2026 -Winter Park, FL According to FINRA records, StoneX Financial discloses 76 sanctions imposed by securities regulators in the United States as well as several other…
read moreLast Updated: January 2026 (St. Louis, MO) Peter Reinecke Investigation Summary Here’s what you need to know about St. Louis, MO, former stockbroker Peter Reinecke: Name: Mr. Peter Frederick Reinecke…
read moreLast Updated: January 2026 (Austin, Texas) Derek Su Investigation Summary Here’s what you need to know about Austin, TX, stockbroker Derek Su: Name: Mr. Derek Chung Su Current Employer: USCA…
read moreRex Securities Law Investment Fraud Attorney Investigates Former Valmark Securities Broker Tim Roark
Last Updated: January 2026 — Gainesville, FL Here’s what you need to know about Gainesville, FL stockbroker Tim Roark: Name: Timothy Anderson Roark CRD Number: 5949136 Aliases:  Tim Roark Current Status: Registered Investment…
read moreLast Updated: January 2026 (Issaquah, WA) Erik Alexander Investigation Summary Here’s what you need to know about Issaquah, Washington, stockbroker Erik Alexander: Name: Mr. Erik Alexander Current Employer: Cetera Advisor…
read moreLast Updated: January 2026 — Gainesville, FL Here’s what you need to know about Gainesville, FL, stockbroker Robert Edwin Eberhard: Name: Mr. Robert Edwin Eberhard CRD Number: 5294508 Current Employer: Not currently registered…
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