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Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX
Travis Eiland- Former Avantax Wealth Management Broker-Settles Customer Suit for $235K- Baytown, TX 150 150 ER

Travis Eiland/ Avantax Wealth Management Investigation April 2025-Baytown, TX  According to publicly available records Travis Eiland a currently unregistered broker who last worked for Avantax Wealth Management (formerly H.D. Vest,…

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  • Robert Rex, Esq.

Alvery Bartlett- Former Aegis Capital Broker-Millions Paid to Disgruntled Customers -St. Louis, MO
Alvery Bartlett- Former Aegis Capital Broker-Millions Paid to Disgruntled Customers -St. Louis, MO 150 150 Robert Rex, Esq.

April 2025 – St. Louis, MO According to publicly available records  Alvery Anthony Bartlett, Jr. (CRD#13975), a previously registered stockbroker who was last employed by Aegis Capital and who previously…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Lawyers – First Republic Bank Common and Preferred Stock Investigation
Rex Securities Law Investment Fraud Lawyers – First Republic Bank Common and Preferred Stock Investigation 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Nationwide) First Republic Bank Common and Preferred Stock Investigation In May 2023 San Francisco based First Republic Bank  (FRCB) failed and its assets were transferred to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joseph Michael Todd formerly with Centaurus Financial
Rex Securities Law Investment Fraud Attorney Investigates Joseph Michael Todd formerly with Centaurus Financial 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Homosassa, FL) Michael Todd Investigation Summary Here’s what you need to know about Homosassa, FL, stockbroker Joseph Michael Todd: Name: Mr. Joseph Michael Todd Current Employer:…

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  • Robert Rex, Esq.

Richard Reynolds-Former SW Financial / Worden Capital Broker-Discloses 4 regulatory events, 13 customer disputes and a termination-Garden City, NY
Richard Reynolds-Former SW Financial / Worden Capital Broker-Discloses 4 regulatory events, 13 customer disputes and a termination-Garden City, NY 150 150 Robert Rex, Esq.

April 2025- Garden City, NY / Melbourne, FL  According to publicly available records Richard Foerster Reynolds (CRD#2162706), a currently unregistered stockbroker who last worked for SW Financial and Worden Capital…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Alexander Kline
Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Broker Alexander Kline 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Pittsburgh, PA) Alexander Kline Investigation Summary Here’s what you need to know about Pittsburgh, PA, stockbroker Alexander Kline: Name: Mr. Alexander Patrick Kline Current Employer: Cambridge…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services, LLC Former Broker Joseph A. Darracq
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services, LLC Former Broker Joseph A. Darracq 150 150 Robert Rex, Esq.

Last Updated: March 2025 (Pleasant Hill, CA) Joseph A. Darracq Investigation Summary Here’s what you need to know about Pleasant Hill, CA, stockbroker Joseph A. Darracq: Name: Mr. Joseph Andre Darracq…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Isaac Livni
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Isaac Livni 150 150 Robert Rex, Esq.

Last Updated: March 2025 | New York, NY Isaac H. Livni Eide Investigation Summary Here’s what you need to know about New York, NY, stockbroker Isaac H. Livni Eide: Name: Mr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Former Broker Thomas Duggan 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Melville, NY Thomas Duggan Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Thomas Duggan: Name: Mr. Thomas Duggan Current Status: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Charles Schwab & Co., Former Broker Raymond J. DiMuro
Rex Securities Law Investment Fraud Attorney Investigates Charles Schwab & Co., Former Broker Raymond J. DiMuro 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Phoenix, AZ Raymond J. DiMuro Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Raymond J. DiMuro: Name: Mr. Raymond John DiMuro Current…

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