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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates TJ Shopa , Broker Formerly with Lincoln Financial Advsors
Rex Securities Law Investment Fraud Attorney Investigates TJ Shopa , Broker Formerly with Lincoln Financial Advsors 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Wilmington, DE Here’s what you need to know about Wilmington, DE stockbroker Thomas John Shopa Jr.: Name: Thomas John Shopa Jr. Alias: TJ Shopa Current Employer: Equitable Advisors, LLC —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett:  Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Richard Brown
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Richard Brown 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Fort Myers, Florida) Richard Brown Investigation Summary Here’s what you need to know about Fort Myers, FL, stockbroker Richard Brown: Name: Mr. Richard Whitfield Brown Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Arlein formerly with Cabot Lodge Securities
Rex Securities Law Investment Fraud Attorney Investigates David Arlein formerly with Cabot Lodge Securities 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Boca Raton, FL) David Arlein Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker David Arlein: Name: Mr. David Leslie Arlein Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Scott Sadar a Broker with Somerset Securities
Rex Securities Law Investment Fraud Attorney Investigates Scott Sadar a Broker with Somerset Securities 150 150 Robert Rex, Esq.

Last Updated:  December 2025 (Portland, Oregon) Scott Sadar Investigation Summary Here’s what you need to know about Portland, OR,  stockbroker Scott Sadar: Name:  MR. Scott Michael Sadar Current Employer: Pacific…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Donald R. Hancock, CEO of Moloney Securities Co., Inc.
Rex Securities Law Investment Fraud Attorney Investigates Donald R. Hancock, CEO of Moloney Securities Co., Inc. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Manchester, MO Here’s what you need to know about Manchester, MO stockbroker Donald R. Hancock: Name: Donald Ralph Hancock Current Employer: Moloney Securities Co., Inc. (FINRA broker);…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Matthew I. Zagon, a Broker with Cova Capital Partners LLC
Rex Securities Law Investment Fraud Attorney Investigates Matthew I. Zagon, a Broker with Cova Capital Partners LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Syosset, NY Here’s what you need to know about Syosset, NY stockbroker Matthew Ian Zagon: Name: Matthew Ian Zagon. Current Employer: Cova Capital Partners LLC — 6851…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Steve Hollingsworth -Formerly a Broker with Raymond James Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Steve Hollingsworth -Formerly a Broker with Raymond James Financial Services 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Newton, MA Here’s what you need to know about Newton, MA stockbroker Stephen J. Hollingsworth: Name: Stephen Joseph Hollingsworth Alias: Steve Hollingsworth Current Employer: Concurrent Investment Advisors,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bruce Beetz, Broker with Emerson Equity LLC
Rex Securities Law Investment Fraud Attorney Investigates Bruce Beetz, Broker with Emerson Equity LLC 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Hollister, CA Here’s what you need to know about Hollister, CA stockbroker Bruce R. Beetz:  Name: Bruce Robert Beetz. Current Employer: Emerson Equity LLC (CRD #130032); registered…

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