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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ernie Kloock, Broker with UBS Financial Services Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ernie Kloock, Broker with UBS Financial Services Inc. 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Paramus, NJ Here’s what you need to know about Paramus, NJ stockbroker Ernie Kloock: Name: Ernie Walter Kloock. Current Employer: UBS Financial Services Inc., registered since 09/26/2014.…

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  • Robert Rex, Esq.

Rex Securities Law Investigation: Thomas Justice a broker with Emerson Equity
Rex Securities Law Investigation: Thomas Justice a broker with Emerson Equity 150 150 Robert Rex, Esq.

Last Updated: October 2025 — San Mateo, CA Here’s what you need to know about San Mateo, CA stockbroker Thomas G. Justice: Name: Thomas Gary Justice Current Employer: Emerson Equity LLC (CRD…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates The Rockwell Financial Group, Inc. Broker Michael John Halkitis
Rex Securities Law Investment Fraud Attorney Investigates The Rockwell Financial Group, Inc. Broker Michael John Halkitis 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Hicksville, NY Here’s what you need to know about Hicksville, NY stockbroker Michael J. Halkitis: Name: Michael John Halkitis Current Employer: The Rockwell Financial Group, Inc., 240…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Garden State Securities, Inc. Broker Shaun Grimaldi
Rex Securities Law Investment Fraud Attorney Investigates Garden State Securities, Inc. Broker Shaun Grimaldi 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Red Bank, NJ Here’s what you need to know about Red Bank, NJ stockbroker Shaun Grimaldi: Name: Shaun Joseph Grimaldi Current Employer: Garden State Securities, Inc. (CRD#…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kevin F. Duffy, Former Broker with Raymond James
Rex Securities Law Investment Fraud Attorney Investigates Kevin F. Duffy, Former Broker with Raymond James 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Louisville, KY Here’s what you need to know about Louisville, KY stockbroker Kevin Duffy: Name: Kevin F. Duffy Current Employer: Not currently registered with a FINRA-member broker-dealer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ronald Dewayne Smith Jr. an Advisor with Smith Wealth Advisors
Rex Securities Law Investment Fraud Attorney Investigates Ronald Dewayne Smith Jr. an Advisor with Smith Wealth Advisors 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Austin, TX Here’s what you need to know about Austin, TX investment advisor Ronald Dewayne Smith Jr.: Name: Ronald Dewayne Smith Jr. Current Employer: Investment Adviser Representative…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rick Lopez a Broker with Arkadios Capital & Trivium Asset Management Partners
Rex Securities Law Investment Fraud Attorney Investigates Rick Lopez a Broker with Arkadios Capital & Trivium Asset Management Partners 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Mission, TX Here’s what you need to know about Mission, TX stockbroker Enrique “Rick” Lopez: Name: Enrique Lopez. Alias: Rick Lopez Current Employer: Arkadios Capital (Broker) and Arkadios…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates George J. Cairnes formerly with Wells Fargo Clearing
Rex Securities Law Investment Fraud Attorney Investigates George J. Cairnes formerly with Wells Fargo Clearing 150 150 Robert Rex, Esq.

Last Updated: October 2025 (Houston, Texas) George Cairnes Investigation Summary Here’s what you need to know about Houston, Texas stockbroker George J. Cairnes: Name: Mr. George John Cairnes Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Berthel, Fisher & Company Broker Jason Cook
Rex Securities Law Investment Fraud Attorney Investigates Berthel, Fisher & Company Broker Jason Cook 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Graham, NC Here’s what you need to know about Graham, NC stockbroker Jason Cook: Name: Jason Christopher Cook Current Employer: Berthel, Fisher & Company Financial Services, Inc.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise, LLC Broker Tyler Tognarine
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise, LLC Broker Tyler Tognarine 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Naples, FL Here’s what you need to know about Naples, FL stockbroker Tyler Tognarine: Name: Tyler Nathaniel Tognarine (aka Tyler N. Tognarine) Current Employer: LPL Enterprise, LLC…

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