David H. Miller-Formerly a Broker with Peachcap Securities- Discloses Multiple Customer Disputes- Atlanta, GA

David H. Miller-Formerly a Broker with Peachcap Securities- Discloses Multiple Customer Disputes- Atlanta, GA 150 150 Robert Rex, Esq.

May 2025 – Atlanta, GA The FINRA records of of David Harrison Miller , formerly a stockbroker with Peachcap Securities is not currently registered with FINRA. He  discloses 9 prior…

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Rex Securities Law Investment Fraud Attorney Investigates J.P. Morgan Securities Former Broker Luis Quintanar Castanon

Rex Securities Law Investment Fraud Attorney Investigates J.P. Morgan Securities Former Broker Luis Quintanar Castanon 150 150 Robert Rex, Esq.

Last Updated: May 2025, Winfield, IL Here’s what you need to know about Winfield, IL, stockbroker Luis Quintanar Castanon: Name: Mr. Luis Quintanar Castanon Current Employer: None (Previously registered) Prior Employers: J.P. Morgan…

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Rex Securities Law Investment Fraud Attorney Investigates Laidlaw & Company Broker Henry Chang

Rex Securities Law Investment Fraud Attorney Investigates Laidlaw & Company Broker Henry Chang 150 150 Robert Rex, Esq.

Last Updated: May 2025 Here’s what you need to know about Pasadena, CA stockbroker Henry Chang: Name: Mr. Henry Chia-How Chang Alias: Henry Chang Current Employer: Laidlaw & Company (UK)…

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Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Former Broker Gregory Corrie

Rex Securities Law Investment Fraud Attorney Investigates Cambridge Investment Research Former Broker Gregory Corrie 150 150 Robert Rex, Esq.

Last Updated: May 2025 — Boise, Idaho Here’s what you need to know about Boise, ID stockbroker Gregory A. Corrie: Name: Mr. Gregory Alan Corrie CRD Number: 1982814 Current Status: Barred from industry…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Roger Randall Given

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Roger Randall Given 150 150 Robert Rex, Esq.

Last Updated: May 2025 (Colorado Springs, CO) Here’s what you need to know about Colorado Springs, CO, stockbroker Roger Randall Given: Name: Mr. Roger Randall Given Current Employer: LPL Financial…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Cain Benjamin Kobert

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Cain Benjamin Kobert 150 150 Robert Rex, Esq.

Last Updated: May 2025 — Naples, FL Here’s what you need to know about Naples, FL, stockbroker Cain Benjamin Kobert: Name: Mr. Cain Benjamin Kobert Current Employers: LPL Financial LLC…

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Rex Securities Law Investment Fraud Attorney Investigates Jack Yvars a Financial Advisor with Osaic Wealth

Rex Securities Law Investment Fraud Attorney Investigates Jack Yvars a Financial Advisor with Osaic Wealth 150 150 Robert Rex, Esq.

Last Updated: May 2025 (Tifton, GA) Jack Yvars Investigation Summary Here’s what you need to know about Concord, NH, stockbroker Jack Yvars: Name: Mr. Jack W. Yvars Current Employer: Osaic…

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Rex Securities Law Investment Fraud Attorney Investigates Yann Faho formerly with Aegis Capital Corp. & Larchmont Wealth Advisors

Rex Securities Law Investment Fraud Attorney Investigates Yann Faho formerly with Aegis Capital Corp. & Larchmont Wealth Advisors 150 150 Robert Rex, Esq.

Last Updated: May 2025 (New York, NY) Yann Faho Investigation Summary Here’s what you need to know about New York, NY , stockbroker Yann Faho: Name: Mr. Yann C. Faho…

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Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Formerly Chris Baugh

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Broker Formerly Chris Baugh 150 150 Robert Rex, Esq.

Last Updated: May 2025 – Little Rock, AR , Tetonia, ID Here’s what you need to know about Little Rock, AR, stockbroker Christopher L. Baugh: Name: Mr. Christopher Lee Baugh…

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Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Michael Buonanno

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Michael Buonanno 150 150 Robert Rex, Esq.

Last Updated: May 2025, East Northport, NY Michael Buonanno Investigation Summary Here’s what you need to know about Michael Scott Buonanno: Name: Michael Scott Buonanno CRD Number: 2823332 Primary Location:…

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