• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Gwendolyn Hayes
Rex Securities Law Investment Fraud Attorney Investigates Edward Jones Former Broker Gwendolyn Hayes 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Tualatin, OR) Gwendolyn Hayes Investigation Summary Here’s what you need to know about Tualatin, OR, stockbroker Gwendolyn Hayes: Name: Ms. Gwendolyn Janice Hayes Current Employer: Barred from acting…

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  • Robert Rex, Esq.

Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey
Mario Rivero Investigation -Former Wells Fargo and LPL Financial Broker-Red Bank, New Jersey 150 150 Robert Rex, Esq.

Mario E. Rivero Investigation February 2025-Red Bank, New Jersey We are investigating former Wells Fargo & LPL Financial advisor Mario E. Rivero, Jr. According to FINRA records Mario Rivero discloses a recent…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Douglas Nelson
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Douglas Nelson 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Pahrump, NV) Here’s What You Need to Know About Pahrump, NV, stockbroker Douglas Nelson: Name: Mr. Douglas Duane Nelson Current Employer: LPL Financial LLC Prior Employers: M Stevens…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Li Kelly
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise Broker Li Kelly 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Forest Hills, NY) Here’s What You Need to Know About Forest Hills, NY, stockbroker Li Kelly: Name: Mr. Li Kelly Current Employer: LPL Enterprise, LLC Prior Employers: HSBC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former Kestra Investment Broker Theodore Jenkin
Rex Securities Law Investment Fraud Attorney Investigates Former Kestra Investment Broker Theodore Jenkin 150 150 Robert Rex, Esq.

Updated: February 2025 Austin, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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Rex Securities Law Investment Fraud Attorney Investigates Pamela Espinosa a broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates Pamela Espinosa a broker with Kestra Investment Services 150 150 ER

Last Updated: February 2025 (Albuquerque, New Mexico) Pamela Espinosa Investigation Summary Here’s what you need to know about Albuquerque, NM, stockbroker Pamela Espinosa: Name: Ms. Pamela S. Espinosa Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Colleen Maron, a Former Broker with Purshe Kaplan Sterling Investments
Rex Securities Law Investment Fraud Attorney Investigates Colleen Maron, a Former Broker with Purshe Kaplan Sterling Investments 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Albany, NY) Here’s What You Need to Know About Albany, NY, stockbroker Colleen Maron: Name: Colleen Alice Maron CRD #: 2211633 Current Employer: Not currently registered with FINRA Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Triad Advisors Broker Mark W. Just
Rex Securities Law Investment Fraud Attorney Investigates Triad Advisors Broker Mark W. Just 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Indianapolis, IN) Here’s What You Need to Know About Indianapolis, IN, stockbroker Mark Just Name: Mark William Just Current Employer: Not currently registered Prior Employers: Triad Advisors LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Michael Lehman
Rex Securities Law Investment Fraud Attorney Investigates Ameriprise Financial Services Broker Michael Lehman 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Farmington Hills, MI) Here’s What You Need to Know About Farmington Hills, MI, Stockbroker Michael Lehman: Name: Mr. Michael Seth Lehman Current Employer: Ameriprise Financial Services, LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Steward Partners Investment Advisory Broker William McShane
Rex Securities Law Investment Fraud Attorney Investigates Steward Partners Investment Advisory Broker William McShane 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Lake Oswego, OR) William McShane Investigation Summary Here’s what you need to know about Lake Oswego, OR, stockbroker William McShane: Name: William Christopher McShane Current Employer: Steward Partners…

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