Last Updated: September 2025 — Cincinnati, Ohio Here’s what you need to know about Cincinnati, OH, stockbroker Nick Ruch: Name: Mr. Nicholas John Ruch CRD Number: 6502251 Current Employer: UBS Financial Services Inc.…
read moreLast Updated: September 2025 — Marlton, NJ Here’s what you need to know about Marlton, NJ, stockbroker Nicholas Saunders: Name: Mr. Nicholas Frank Saunders CRD Number: 863004 Current Employer: Centaurus Financial, Inc. (CRD…
read moreLast Updated: September 2025 — Beachwood, Ohio Here’s what you need to know about Beachwood, OH, former stockbroker Richard J. Webb: Name: Mr. Richard J. Webb CRD Number: 6712838 Current Status: Not currently…
read moreLast Updated: September 2025 — Grand Junction, CO Here’s what you need to know about Grand Junction, CO, stockbroker Ford Keeler: Name: Ford Gray Keeler Current Employer: LPL Financial LLC (Broker/Dealer &…
read moreLast Updated: September 2025 (Boca Raton, FL) Ivan Gefen Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Ivan Gefen: Name: Mr. Ivan Richard Gefen Current…
read moreLast Updated: August 2025 – Highland Village, TX Clovis M. Morrison Investigation Summary Here’s what you need to know about Highland Village, TX stockbroker Clovis M. Morrison: Name: Clovis Mike Morrison…
read moreLast Updated: September 2025 (Edinburg, Texas) Juan Gauna Investigation Summary Here’s what you need to know about Edniburg, Texas, stockbroker Juan Gauna: Name: Mr. Juan Antonio Gauna Current Employer: Not…
read moreLast Updated: September 2025 (Ridgewood, New Jersey/ Austin, TX ) Deborah Stackpole Investigation Summary Here’s what you need to know about Ridgewood, New Jersey/ Austin, Texas, stockbroker Deborah Stackpole: Name:…
read moreLast Updated: August 2025 — Cincinnati, OH Investigation Summary: Brian Mirrielees UBS Financial Services Inc. Here’s what you need to know about Cincinnati, OH, stockbroker Richard Brian Mirrielees: Name: Richard Brian…
read moreLast Updated: August 2025 — New York, NY Investigation Summary: Leila Larijani UBS Financial Services Inc. Here’s what you need to know about New York, NY, stockbroker Leila F. Larijani:…
read more