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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Stone a Financial Advisor with Stifel Nicolaus & Co.
Rex Securities Law Investment Fraud Attorney Investigates David Stone a Financial Advisor with Stifel Nicolaus & Co. 150 150 Robert Rex, Esq.

Last Updated: July 2025 (New York, NY & Miami, FL) Dave Stone Investigation Summary Here’s what you need to know about New York, NY & Miami, FL, stockbroker David Stone:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Andrew Ciccone
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Andrew Ciccone 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Austin, TX Here’s what you need to know about Austin, TX, stockbroker Andrew Ciccone: Name: Andrew John Ciccone CRD Number: 6864958 Current Employer: Kestra Investment Services, LLC Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Formerly a Broker H. Todd Roggen
Rex Securities Law Investment Fraud Attorney Investigates Raymond James Financial Services Formerly a Broker H. Todd Roggen 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Houston, TX Here’s what you need to know about Houston, TX, stockbroker Todd Roggen: Name: H. Todd Roggen CRD Number: 721463 Current Employer: OneSeven (RIA), MGO OneSeven…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Former Broker Mark D’Ercole
Rex Securities Law Investment Fraud Attorney Investigates Portsmouth Financial Services Former Broker Mark D’Ercole 150 150 Robert Rex, Esq.

Last Updated: June 2025 – San Francisco, CA Here’s what you need to know about San Francisco, CA, stockbroker Mark Andrew D’Ercole: Name: Mark Andrew D’Ercole CRD Number: 820220 Current Status: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Freiburger a broker with Kestra Investment Services
Rex Securities Law Investment Fraud Attorney Investigates John Freiburger a broker with Kestra Investment Services 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Naperville, IL ) John Freiburger Investigation Summary Here’s what you need to know about Naperville, IL, stockbroker John Freiburger: Name: Mr. John Edward Freiburger Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Adam Mahd a broker with MML Investor Services
Rex Securities Law Investment Fraud Attorney Investigates Adam Mahd a broker with MML Investor Services 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Southfield, MI) Adam Mahd Investigation Summary Here’s what you need to know about Southfield, MI, stockbroker Adam Mahd: Name: Mr. Adam Mahd Current Employer: MML Investor…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Corporation Formerly a Broker Paul Hunter Battson
Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Corporation Formerly a Broker Paul Hunter Battson 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Boca Raton, FL Here’s what you need to know about Boca Raton, FL, former stockbroker Paul Battson: Name: Paul Hunter Battson CRD Number: 4256820 Current Status: Not currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Maury Edward Lomax
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Maury Edward Lomax 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Mobile, AL Here’s what you need to know about Mobile, AL, stockbroker Maury Lomax: Name: Maury Edward Lomax CRD Number: 4389255 Current Employer: Morgan Stanley- Member of…

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  • Robert Rex, Esq.

FBI Warns Americans of Elder Fraud
FBI Warns Americans of Elder Fraud 150 150 Robert Rex, Esq.

June 2025 (El Paso, Texas) Federal Bureau of Investigation Offers Advice on Avoiding Elder Abuse Fraud In anticipation of World Elder Abuse Awareness Day on 6/15/25, the FBI El Paso…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Formerly Jason Mitsuda
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Formerly Jason Mitsuda 150 150 Robert Rex, Esq.

Last Updated: June 2025 Jason Mitsuda Investigation Summary Here’s what you need to know about Honolulu, HI, financial advisor Jason Mitsuda: Name: Jason Kazuo Mitsuda Current Employer:Not Currently Registered with FINRA Prior…

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