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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer Former Broker Gary S. Costello
Rex Securities Law Investment Fraud Attorney Investigates Oppenheimer Former Broker Gary S. Costello 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Boca Raton, FL Gary S. Costello Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Gary S. Costello: Name: Mr. Gary Steven…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Tom Holly (formerly with Wachovia Securities)
Rex Securities Law Investment Fraud Attorney Investigates Kestra Investment Services Broker Tom Holly (formerly with Wachovia Securities) 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Boca Raton, FL John Holly Sr. Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker John T. Holly Sr.: Name: John Thomas…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Michael R. Gimeli 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Michael Gimeli Investigation Summary Here’s what you need to know about New York, NY, stockbroker Michael R. Gimeli: Name: Michael Raymond Gimeli Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Sergio M. Rovner
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Sergio M. Rovner 150 150 Robert Rex, Esq.

Last Updated: April 2025 | New York, NY Sergio M. Rovner Investigation Summary Here’s what you need to know about New York, NY, stockbroker Sergio M. Rovner: Name: Mr. Sergio M.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gilbert Kuta
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker Gilbert Kuta 150 150 Robert Rex, Esq.

Last Updated: April 2025 — Timonium, MD Here’s what you need to know about Timonium, MD stockbroker Gilbert Anthony Kuta: Name: Gilbert Anthony Kuta Current Employer: Aegis Capital Corp. (CRD#…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker James Mariana
Rex Securities Law Investment Fraud Attorney Investigates Aegis Capital Corp Broker James Mariana 150 150 Robert Rex, Esq.

Last Updated: April 2025 – Mineola, NY Here’s what you need to know about Mineola, NY, stockbroker James J. Mariani: Name: Mr. James J. Mariani Currently Registered: No- Suspended by FINRA Previous…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Craig Brinton
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Craig Brinton 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Monterey, CA Craig Brinton Investigation Summary Here’s what you need to know about Monterey, CA, stockbroker Craig Brinton: Name: Craig Brinton Current Employer: Merrill Lynch, Pierce, Fenner…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Donald L. Hansen Jr.
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Donald L. Hansen Jr. 150 150 Robert Rex, Esq.

Last Updated: April 2025 | San Francisco, CA Donald Hansen Investigation Summary Here’s what you need to know about San Francisco, CA, financial advisor Donald L. Hansen Jr.: Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Former Broker Ryan Clayton
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Former Broker Ryan Clayton 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Roanoke, VA Ryan Clayton Investigation Summary Here’s what you need to know about Roanoke, VA, stockbroker Ryan Clayton: Name: Mr. Ryan D. Clayton Current Status: Barred by…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Peter T. Johns
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Peter T. Johns 150 150 Robert Rex, Esq.

Last Updated: April 2025 | Boston, MA Peter T. Johns Investigation Summary Here’s what you need to know about Boston, MA, stockbroker Peter T. Johns: Name: Mr. Peter Thomas Johns Current…

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