Last Updated: September 2023 (Fort Smith, Arkansas)
Brent Kesner Investigation Summary
Here’s what you need to know about Fort Smith, Arkansas stockbroker Brent Kesner:
- Name: Mr. John Brent Kesner
- Current Employer: LPL Financial LLC (dba United Investment Planning)
- Previous Firms: Cuna Brokerage Services, Cabot Lodge Securities, CL Wealth Management, First Allied Securities, Edward Jones, Morgan Stanley, Invest Financial, Deposit Guaranty Investments
- Function: Stock Broker / Financial Advisor
- Aliases: Brent Kesner
- Primary Location: Fort Smith, Arkansas
- CRD #1785716
- Can Brent Kesner be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $41,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brent Kesner As Your Stockbroker?
In May 2019, a customer of Cuna Brokerage Services was paid $41,000 to resolve allegations that Brent Kesner made an unsuitable recommendation to invest in a variable annuity. The customer requested a full refund of his principal without being assessed a surrender charge. The customer was paid $41,098.
Allegations of Broker Misconduct Against Brent Kesner
A customer of Brent Kesner has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in variable annuity
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Brent Kesner, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.
