Last Updated: September 2023 (Ocala, Florida)
Gina Francisco Investigation Summary
Here’s what you need to know about Ocala, Florida stockbroker Gina Francisco:
- Name: Ms. Gina G. Francisco
- Current Employer: LPL Financial LLC
- Previous Firms: Cetera Investment Adviser
- Function: Stock Broker / Financial Advisor
- Aliases: Gina Agness, Gina F. Winters
- Primary Location: Ocala, Florida / Cumming, GA
- CRD #4490144
- Can Gina Francisco be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Amount sought by customer in currently pending case: $74,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Gina Francisco As Your Stockbroker?
In August 2023, a customer made a claim against LPL Financial alleging that Gina Francisco made an unsuitable recommendation to purchase alternative investment. The customer is seeking $74,000 in this currently pending matter.
Allegations of Broker Misconduct Against Gina Francisco
A customer of Gina Francisco has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to purchase alternative investment
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Gina Francisco, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.
