Last Updated: September 2023 (Springdale, AR)
Marty Dennis Investigation Summary
Here’s what you need to know about Springdale, Arkansas stockbroker Marty G. Dennis:
- Name: Mr. Marty Gore Dennis
- Current Employer: LPL Financial LLC dba The Point Financial Group, Dennis Financial Services
- Previous Firms: Centaurus Financial, T.J. Raney & Sons, Arvest Asset Management
- Aliases: None
- Primary Location: Springdale, Arkansas
- CRD #3052556
- Can Marty Gore Dennis be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement: $12,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Marty G. Dennis As Your Stockbroker?
In August 2021, a customer of LPL Financial filed a FINRA arbitration alleging that Marty Gore made unsuitable recommendations to invest in Northstar Healthcare Income Fund and FS Energy & Power Fund. The customer alleged that he was misled about the risks and other pertinent details about the investments. The case was resolved for $12,000.
Allegations of Broker Misconduct Against Marty G. Dennis
Customers of Marty Gore Dennis have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable investment recommendations
- Failure to disclose risks and other pertinent details
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Marty Gore Dennis, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.
