June 2017- Montgomery , Texas
According to publicly available records Brian Alan Hagen (CRD#5189815) , a stockbroker who currently is employed by D.H. Hill Securities, discloses a termination from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 8/2016 Hagen was permitted to resign from his former employer ProEquities Inc. who alleged that Hagen had signed client names on four documents, including two Investment Policy Statements and two Board Resolutions for two 401K clients without permission.
Brian A. Hagen has been employed by D.H. Hill Securities since 8/2016. Hagen discloses a business affiliation with Gallant Financial of Montgomery, TX.
If you have losses in an account handled by Brian A. Hagen , contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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