Last Updated: April 2025 – New York, NY
Brian Tirri Investigation Summary
Here’s what you need to know about New York, NY, former stockbroker Brian J. Tirri:
- Name: Mr. Brian Joseph Tirri
- Current Status: Not currently registered with any FINRA member firm
- CRD Number: 5593036
- Function: Stockbroker / Financial Advisor
- Primary Location: New York, NY
- Prior Employers: BCG Securities, Inc.; MetLife Securities, Inc.; AXA Advisors, LLC
- Current Role: Investment Adviser Representative at Greycliff Wealth Management, LLC
- Can Brian Tirri be sued in FINRA arbitration? Yes
- Sanctioned by FINRA or other regulators? No
- Highest Settlement or Award: $95,000
If you’ve sustained damages from Mr. Tirri, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Brian Tirri As Your Stockbroker?
A customer of BCG Securities filed a FINRA arbitration 2024 (FINRA Case No. 24-01718), alleging that made an unsuitable recommendation to invest in an alternative investment, (a Direct Participation Program (DPP) or Limited Partnership (LP) interest). The case was settled in 2024, for $95,000.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Brian Tirri
Brian Tirri has been the subject of two customer disputes reported to FINRA:
- Unsuitable Investment Recommendation (2024):
- Unsuitable Life Insurance Policy (2016): While at AXA Advisors, a client alleged that the 2011 sale of a variable life insurance policy was unsuitable. The complaint did not specify damages and was denied by the firm. Apparently that customer did not pursue the matter further
Mr. Tirri passed his Series 7, Series 66, and Series 65 exams and worked for three FINRA member firms between 2008 and 2020. He currently operates as a registered investment adviser.
See this for more information on REITs and Other Alternative Investments
The Financial Industry Regulatory Authority (FINRA) requires full disclosure of complaints, arbitrations, and regulatory actions against brokers. It also enforces rules like FINRA Rule 2111 (Suitability) to protect investors from unsuitable product recommendations.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Brian J. Tirri, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful