Mark Stewart Investigation June 2023 – Irvine, CA According to publicly available records Mark Stewart , a broker with M Stevens Securities, discloses a pending customer dispute involving GWG L-Bonds. The…
read moreMay 2018-Scottsdale, AZ The FINRA records of Wayne I. Miller , a stockbroker who formerly worked for Accelerated Capital Group disclose a pending regulatory suspension, a pending customer dispute and 2 prior customer…
read moreFebruary 2020 The FINRA records of Aaron Paul Brodt , a financial advisor who was last registered with Peachtree Securities , disclose a pending customer dispute and 4 prior customer disputes. The Financial Industry…
read moreJuly 2016 The FINRA records of Bahram Mirhashemi , a stock broker who formerly was employed by Accelerated Capital Group , disclose 2 prior final regulatory events, a currently pending regulatory event, 5 currently pending customer disputes, a prior final customer…
read moreUPDATE SEPTEMBER 2017–Jeffrey A. Smith, without admitting or denying the findings, consented to sanctions of a $5,000 fine and a three month suspension from 9/5/2017-12/4/2017, to resolve allegations that he…
read moreJuly 2016- The FINRA records of Janet Ross , Chief Compliance Officer of Accelerated Capital Group , disclose 3 pending customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms.…
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