Last Updated: August 2025 – Greenville, SC Here’s what you need to know about Greenville, SC, stockbroker Dan Edward Wagner Jr.: Name: Dan Edward Wagner Jr. CRD Number: 2867278 Current Employer: Arkadios Capital,…
read moreLast Updated: June 2025 – Atlanta, GA Here’s what you need to know about Atlanta, GA stockbroker David G. Curry: Name: Mr. David Griswold Curry Current Employers: Arkadios Capital EPG Wealth…
read moreLast Updated: May 2025 – Atlanta, GA Here’s what you need to know about Atlanta, GA stockbroker Jeffrey Tyler Shaver: Name: Mr. Jeffrey Tyler Shaver Current Status: 34 Financial (RIA), Not currently…
read moreLast Updated: June 2024 (McAllen, Texas) Investigation Summary: Enrique Lopez Enrique Lopez, based in McAllen, TX, has faced several allegations and customer complaints throughout his career as a financial advisor.…
read moreLast Updated: November 2023 (Sarasota, FL) Marc Korsch Investigation Summary Here’s what you need to know about Sarasota, Florida, stockbroker Marc Korsch: Name: Mr. Marc Frederick Korsch Current Employer: Barred…
read moreMark A. Thompson Investigation May 2022- Atlanta, GA The FINRA records of Mark Alan Thompson , a stockbroker who is employed by Arkadios Capital disclose a pending customer dispute. The Financial Industry Regulatory…
read moreLast Updated: November 2023 (Atlanta, GA) Jody Young Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Jody Young: Name: Mr. Joseph Paul Young, Jr. Current Employer:…
read morePatrick Chitwood Investigation August 2022-Birmingham, AL The FINRA records of Patrick Rankin Chitwood , owner of Chitwood Advisory Group and Chitwood Wealth Management, a stockbroker who was formerly employed by Arkadios Capital disclose a…
read moreSeptember 2021-McAllen, Texas The FINRA records of Enrique Lopez, a broker who is currently employed by Arkadios Capital disclose 4 customer disputes . The Financial Industry Regulatory Authority (FINRA) is the agency…
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