Last Updated: March 2026 – Dallas, Texas
Here’s what you need to know about Dallas, Texas stockbroker Erick Kuebler:
- Name: Erick George Revelle Kuebler
- Alias: Erick G.R. Kuebler, Erick Kuebler
- Current Employer:Sanders Morris LLC
- Prior Firms:P. Morgan Securities LLC; Edward D. Jones & Co., L.P.
- CRD number: 2319437
- Stockbroker / Financial Advisor:Yes
- Can Broker be Sued in FINRA:Yes
- Highest Award of Settlement:$964,981 customer award
- Current Customer Dispute Seeks Total Damages of:Specific damages not yet stated.
If you’ve sustained damages from Mr. Kuebler, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money with Erick George Revelle Kuebler As Your Stockbroker?
Erick Kuebler, presently serving as President and Managing Director at Sanders Morris LLC in Dallas, Texas, has multiple customer dispute disclosures on his FINRA BrokerCheck record.
Pending Arbitration
FINRA arbitration, Case No. 25-02601, was filed in December 2025 alleging in connection with a private bond offering and that an SEC-registered investment adviser exercised independent discretion for the end client allocation.
The alleged damages are listed as greater than $5,000.00. The BrokerCheck disclosure further states that Mr. Kuebler was named in his capacity as a firm officer.
Case No. 17-00612, was filed in March 2017 involving conduct alleged to have occurred while Kuebler was associated with J.P. Morgan Securities LLC. The claimant alleged breach of fiduciary duty, fraud, constructive fraud, violation of the Texas Securities Act, violation of SEC Rule 10b-5, unsuitable recommendations under FINRA Rule 2111, breach of contract, negligence, and related supervisory failures.
According to the allegations, client funds were allegedly used for a mortgage refinancing down payment that benefited the claimant’s then-husband, and remaining assets were allegedly moved into a margin account and invested in municipal bonds to conceal the transfer.
The matter resulted in an arbitration award of $126,970 in February 2019.
In NASD Case No. 99-01164, was filed in April 1999 in connection with alleged conduct at Bear Stearns & Co., Inc. The customer alleged excessive trading, common law fraud, breach of fiduciary duty, misrepresentations, misstatements, unsuitable trading, and excessive use of margin and options trading involving listed equities and other securities.
In April 2001, the arbitration panel awarded the customer $964,981.
Other Cases Involving Unauthorized Trading
What is Excessive Trading (Churning)?
Allegations of Broker Misconduct Against Erick George Revelle Kuebler
The following allegations appear in customer dispute disclosures involving Erick George Revelle Kuebler:
- Unsuitability– Customer allegations included unsuitable trading and unsuitable recommendations. These allegations are relevant to FINRA Rule 2111, which requires a broker to have a reasonable basis to believe a recommendation is suitable for the customer.
- Breach of Fiduciary Duty– Customers alleged that Kuebler failed to handle account assets in the client’s best interest and engaged in conduct inconsistent with duties owed to the customer.
- Unauthorized Trading– Customers alleged unauthorized margin trading and the improper use of account assets for the benefit of a third party. Unauthorized transactions can also implicate FINRA Rule 2010, which requires brokers to observe high standards of commercial honor and just and equitable principles of trade.
- Excessive Trading
- Misrepresentation / Misstatements
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Erick George Revelle Kuebler, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.