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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kent E. Engelke, Broker with Capitol Securities Management
Rex Securities Law Investment Fraud Attorney Investigates Kent E. Engelke, Broker with Capitol Securities Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Glen Allen, VA Here’s what you need to know about Glen Allen, VA stockbroker Kent Engelke: Name: Kent Eric Engelke Current Employer: Capitol Securities Management,…

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  • Robert Rex, Esq.

Richard Ragold-Capitol Securities Management Broker-Discloses Customer Disputes-Florsham Park, NJ
Richard Ragold-Capitol Securities Management Broker-Discloses Customer Disputes-Florsham Park, NJ 150 150 Robert Rex, Esq.

January 2020 – Florsham Park, NJ According to publicly available records Richard Thomas Ragold   (CRD#1808168) ,  a  stockbroker who is currently registered with Capitol Securities Management, Inc.,  disclose 2 settled…

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  • Robert Rex, Esq.

Ian Greenblatt-Capitol Securities Management Broker-Discloses Regulatory Suspension and Settlement of Customer Dispute-Melville, NY
Ian Greenblatt-Capitol Securities Management Broker-Discloses Regulatory Suspension and Settlement of Customer Dispute-Melville, NY 150 150 Robert Rex, Esq.

December 2018-Melville, New York According to publicly available records   Ian Greenblatt (aka Eric Green)  , a  stockbroker who is currently registered with Capitol Securities Management Inc.  disclose a recent regulatory suspension & fine…

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  • Robert Rex, Esq.

Investigation of Capitol Securites Broker Ian Greenblatt (aka Eric Green )-Melville, NY
Investigation of Capitol Securites Broker Ian Greenblatt (aka Eric Green )-Melville, NY 150 150 Robert Rex, Esq.

April 2017- Melville, New York The FINRA records of  Ian Greenblatt (aka Eric Green ) ,  a  stockbroker who is  employed by  Capitol Securities Management  disclose 3 prior final customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Steve D. Heath-Former LPL Financial Broker-Discloses Termination From Employment
Steve D. Heath-Former LPL Financial Broker-Discloses Termination From Employment 150 150 Robert Rex, Esq.

July 2016-Newport News, VA The FINRA records of Steve D. Heath ,  a  stock broker who is currently  employed  by Capitol Securities Management  , disclose 2 terminations and one final financial event. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Andrew B. Kramer-Former Capitol Securities Management Broker-Discloses Customer Dispute
Andrew B. Kramer-Former Capitol Securities Management Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

July 2016-Brooklyn, NY The FINRA records of Andrew B. Kramer ,  a  stock broker who is currently unlicensed and was most recently employed  by Capitol Securities Management & Kramer Capital Management , disclose a prior regulatory event, 2…

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  • Robert Rex, Esq.

James B. Moran-Capitol Securities Management Broker-Discloses Customer Dispute
James B. Moran-Capitol Securities Management Broker-Discloses Customer Dispute 150 150 Robert Rex, Esq.

July 2016-Florham Park, NJ The FINRA records of James B. Moran ,  a  stock broker currently employed  by Capitol Securities Management  , disclose a prior regulatory event, a pending customer dispute, 3 prior final customer disputes and a…

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