• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton 150 150 Robert Rex, Esq.

Last Updated: August 2025 | Bellevue, WA William D. Carlton Investigation Summary Here’s what you need to know about Bellevue, WA, former stockbroker William D. Carlton: Name: Mr. William David Carlton…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Smith Barney Former Broker Nicholas C. Carter
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Smith Barney Former Broker Nicholas C. Carter 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Rockville, MD Here’s what you need to know about Rockville, MD stockbroker Nicholas C. Carter: Name: Nicholas C. Carter CRD Number: 5362028 Current Employers: Cetera Investment Advisers LLC…

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  • Robert Rex, Esq.

Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS
Jeffrey Meyers -Osaic Wealth-Subject of Customer Suit-Overland Park, KS 150 150 Robert Rex, Esq.

Jeffrey G. Meyers Investigation July 2025- Overland Park, KS According to publicly available records, Osaic Wealth  financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 6 prior customer disputes.…

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Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA
Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA 150 150 ER

Cathy Wu Investigation July 2025-Arcadia, CA The FINRA records of  Ping Shuang Cathy Wu ,  a broker with Cetera Investment Services,  disclose a recent customer complaint. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Former Broker Brent Pine
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Former Broker Brent Pine 150 150 Robert Rex, Esq.

Last Updated: June 2025 – Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Brent Stanley Pine: Name: Mr. Brent Stanley Pine CRD Number: 1618007 Primary Location: Scottsdale, AZ Function: Stockbroker…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Broker David Strunc
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Broker David Strunc 150 150 Robert Rex, Esq.

Last Updated: March 2025 – Orlando, FL David Strunc Investigation Summary Here’s what you need to know about Orlando, FL, stockbroker David Strunc: Name: Mr. David Isaiah Strunc Current Employer: Cetera Advisors…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Ben Gay
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Ben Gay 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Dillard, GA George E. Gay Investigation Summary Here’s what you need to know about Dillard, GA, former stockbroker Ben Gay: Name: Mr. George Edward Gay Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Broker Steve Lawler
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Broker Steve Lawler 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Naples, FL Steve Lawler Investigation Summary Here’s what you need to know about Naples, FL, stockbroker Stephen C. Lawler: Name: Mr. Stephen Curtis Lawler Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Broker Jeffery Sprague
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Broker Jeffery Sprague 150 150 Robert Rex, Esq.

Last Updated: March 2025 | Bingham Farms, MI Jeffery P. Sprague Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Jeffery P. Sprague: Name: Mr. Jeffery Paul…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Derek McLean formerly with Cetera Advisors
Rex Securities Law Investment Fraud Attorney Investigates Derek McLean formerly with Cetera Advisors 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Orange, CA ) Derek McLean Investigation Summary Here’s what you need to know about Orange, CA, stockbroker Derel McLean: Name: Mr. Derek Guy McLean Current Employer:…

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