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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Emerson a broker with Cetera Advisor Network
Rex Securities Law Investment Fraud Attorney Investigates Craig Emerson a broker with Cetera Advisor Network 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Greenwood Village, CO) Craig Emerson Investigation Summary Here’s what you need to know about Greenwood Village, CO, stockbroker Craig Emerson: Name: Mr. Craig Drewes Emerson Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Travis Hughes a broker with Cetera Advisors
Rex Securities Law Investment Fraud Attorney Investigates Travis Hughes a broker with Cetera Advisors 150 150 Robert Rex, Esq.

Last Updated: March 2024 (El Paso, Texas) Travis Hughes Investigation Summary Here’s what you need to know about El Paso, Texas, stockbroker Travis Hughes: Name: Mr. Travis Jerome Hughes Current…

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  • Robert Rex, Esq.

Scott Shoup-Cetera Advisor Networks Broker-Discloses Customer Disputes-Sewickley, PA 
Scott Shoup-Cetera Advisor Networks Broker-Discloses Customer Disputes-Sewickley, PA  150 150 Robert Rex, Esq.

February 2024- Sewickley, PA According to publicly available records Scott Eugene Shoup (CRD#1874559) , a  stockbroker who is currently registered Cetera Advisor Networks,  disclose 1 pending and 4 final customer disputes.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Casey Walker a Financial Advisor with Cetera Advisor Network
Rex Securities Law Investment Fraud Attorney Investigates Casey Walker a Financial Advisor with Cetera Advisor Network 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Tooele, UT) Casey Walker Investigation Summary Here’s what you need to know about Tooele, UT, stockbroker Casey Walker: Name: Mr. Casey Brent Walker Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Dave Hutchison a Financial Advisor with Cetera Advisors
Rex Securities Law Investment Fraud Attorney Investigates Dave Hutchison a Financial Advisor with Cetera Advisors 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Tifton, GA) Dave Hutchison Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Dave Hutchison: Name: Mr. Dave Keith Hutchison Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates C. Raymond Weldon formerly with Cetera Advisor Networks
Rex Securities Law Investment Fraud Attorney Investigates C. Raymond Weldon formerly with Cetera Advisor Networks 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) C. Raymond Weldon Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Raymond Weldon: Name: Mr. Charles Raymond Weldon…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker John Holland
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker John Holland 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Charleston, WV) John Holland Investigation Summary Here’s what you need to know about Charleston, West Virginia, stockbroker John Holland: Name: Mr. John Russell Holland Current Employer:…

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  • ER

Kenneth Wade-Cetera Advisor Broker Barred From Securities Industry by Regulator – Austin, TX
Kenneth Wade-Cetera Advisor Broker Barred From Securities Industry by Regulator – Austin, TX 150 150 ER

Kenneth Wade Investigation June 2023-Austin, TX According to publicly available records Kenneth Wade, a broker previously with Cetera Advisor Networks discloses a final regulatory matter resulting in being permanently barred…

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  • ER

Marianne O’Shee Smith- Former Cetera Advisors Broker-Barred From Securities Industry by Regulators -Avon, CT
Marianne O’Shee Smith- Former Cetera Advisors Broker-Barred From Securities Industry by Regulators -Avon, CT 150 150 ER

Marianne O’Shee Smith Investigation April 2023-Avon,CT According to publicly available records Marianne O’Shee Smith a former broker who last worked for Cetera Advisors,  discloses a final regulatory matter resulting in a…

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  • ER

Greg McKinney- Former Cetera Advisors Broker-Barred From Securities Industry by Regulators, Facing $1M Suit- Tulsa, OK
Greg McKinney- Former Cetera Advisors Broker-Barred From Securities Industry by Regulators, Facing $1M Suit- Tulsa, OK 150 150 ER

Greg McKinney Investigation July 2022-Tulsa, OK According to publicly available records James Gregory McKinney a former broker who last worked for Cetera Advisors,  discloses a final regulatory matter, a pending customer dispute, 7…

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