Jeffrey G. Meyers Investigation July 2025- Overland Park, KS According to publicly available records, Osaic Wealth financial advisor Jeffrey G. Meyers,  discloses a pending customer dispute and 6 prior customer disputes.…
read moreCathy Wu Investigation July 2025-Arcadia, CA The FINRA records of  Ping Shuang Cathy Wu ,  a broker with Cetera Investment Services, disclose a recent customer complaint. The Financial Industry Regulatory Authority (FINRA) is…
read moreLast Updated: June 2025 – Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Brent Stanley Pine: Name: Mr. Brent Stanley Pine CRD Number: 1618007 Primary Location: Scottsdale, AZ Function: Stockbroker…
read moreLast Updated: March 2025 – Orlando, FL David Strunc Investigation Summary Here’s what you need to know about Orlando, FL, stockbroker David Strunc: Name: Mr. David Isaiah Strunc Current Employer: Cetera Advisors…
read moreLast Updated: March 2025 | Dillard, GA George E. Gay Investigation Summary Here’s what you need to know about Dillard, GA, former stockbroker Ben Gay: Name: Mr. George Edward Gay Current…
read moreLast Updated: March 2025 | Naples, FL Steve Lawler Investigation Summary Here’s what you need to know about Naples, FL, stockbroker Stephen C. Lawler: Name: Mr. Stephen Curtis Lawler Current Employer:…
read moreLast Updated: March 2025 | Bingham Farms, MI Jeffery P. Sprague Investigation Summary Here’s what you need to know about Bingham Farms, MI, stockbroker Jeffery P. Sprague: Name: Mr. Jeffery Paul…
read moreRex Securities Law Investment Fraud Attorney Investigates Derek McLean formerly with Cetera Advisors
Last Updated: February 2025 (Orange, CA ) Derek McLean Investigation Summary Here’s what you need to know about Orange, CA, stockbroker Derel McLean: Name: Mr. Derek Guy McLean Current Employer:…
read moreLast Updated: January 2025 (McAllen, TX) Eliab F. Alonzo Investigation Summary Here’s what you need to know about McAllen, TX, stockbroker Eliab F. Alonzo: Name: Eliab F. Alonzo Current Employer: Cetera Advisor…
read moreLast Updated: January 2025 (Scottsdale, AZ) Bob Westbrook Investigation Summary Here’s what you need to know about Scottsdale, AZ Stockbroker Robert J. Westbrook: Name: Robert John Westbrook Current Employers: Cetera…
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