Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mike Kolacz, a Broker with Independent Financial Group, LLC
Rex Securities Law Investment Fraud Attorney Investigates Mike Kolacz, a Broker with Independent Financial Group, LLC 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Rockwall, TX Here’s what you need to know about Rockwall, TX stockbroker Mike Kolacz: Name: Michael David Kolacz Current Employer: Independent Financial Group, LLC Prior Firms: International…

read more
  • Robert Rex, Esq.

David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH
David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH 150 150 Robert Rex, Esq.

March 2026- Centerville, OH According to FINRA records, David Joseph Schmerber,  a  stockbroker who was  formerly employed by Cetera Advisors and LPL Financial Services, disclose settlement of a customer dispute. The…

read more
  • Robert Rex, Esq.

Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL
Investigation of Ameriprise Broker Norm Robbins -Boca Raton, FL 150 150 Robert Rex, Esq.

February 2026- Boca Raton, FL  We are investigating Ameriprise Financial Services financial advisor Norman (Norm) Robbins. According to publicly available records, Norm Robbins discloses  a prior regulatory matter and 6 prior customer…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisors Former Broker Bill Carlton 150 150 Robert Rex, Esq.

Last Updated: January 2026 | Bellevue, WA William D. Carlton Investigation Summary Here’s what you need to know about Bellevue, WA, former stockbroker William D. Carlton: Name: Mr. William David Carlton…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Richard Brown
Rex Securities Law Investment Fraud Attorney Investigates Cetera Advisor Networks Broker Richard Brown 150 150 Robert Rex, Esq.

Last Updated: December 2025 (Fort Myers, Florida) Richard Brown Investigation Summary Here’s what you need to know about Fort Myers, FL, stockbroker Richard Brown: Name: Mr. Richard Whitfield Brown Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Jarvis, Broker with Cetera Wealth Services
Rex Securities Law Investment Fraud Attorney Investigates Michael Jarvis, Broker with Cetera Wealth Services 150 150 Robert Rex, Esq.

Last Updated: November 2025 — McKinney, TX Here’s what you need to know about McKinney, TX stockbroker and investment adviser Michael William Jarvis:  Name:Michael William Jarvis Current Employers: Cetera Wealth Services, LLC— FINRA…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Kerutis, Broker with Cetera Advisors LLC and Investment Adviser with Cetera Investment Advisers LLC
Rex Securities Law Investment Fraud Attorney Investigates Stephen Kerutis, Broker with Cetera Advisors LLC and Investment Adviser with Cetera Investment Advisers LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Loudon, TN Here’s what you need to know about Loudon, TN stockbroker Steve Kerutis: Name: Stephen Thomas Kerutis Alias: Steve Kerutis Current Employer: Cetera Advisors LLC (broker;…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonathan R. Prestridge, Broker with Cetera Wealth Services, LLC and Investment Adviser with Cetera Investment Advisers LLC
Rex Securities Law Investment Fraud Attorney Investigates Jonathan R. Prestridge, Broker with Cetera Wealth Services, LLC and Investment Adviser with Cetera Investment Advisers LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Jonathan R. Prestridge: Name:Jonathan Robin Prestridge Current Employer:Cetera Wealth Services, LLC…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Mappa, Broker with Cetera Advisors LLC and Investment Adviser with Cetera Investment Advisers LLC
Rex Securities Law Investment Fraud Attorney Investigates Mark Mappa, Broker with Cetera Advisors LLC and Investment Adviser with Cetera Investment Advisers LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Deerfield, IL Here’s what you need to know about Deerfield, IL stockbroker Mark Alan Mappa: Name:Mark Alan Mappa Current Employer:Cetera Advisors LLC (General Securities Representative;…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Smith Barney Former Broker Nicholas C. Carter
Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Smith Barney Former Broker Nicholas C. Carter 150 150 Robert Rex, Esq.

Last Updated: July 2025 – Rockville, MD Here’s what you need to know about Rockville, MD stockbroker Nicholas C. Carter: Name: Nicholas C. Carter CRD Number: 5362028 Current Employers: Cetera Investment Advisers LLC…

read more
Enter your
text here

You cannot copy content of this page