• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Wealth Services Broker David D. Kluksdal
Rex Securities Law Investment Fraud Attorney Investigates Cetera Wealth Services Broker David D. Kluksdal 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Boise, ID Here’s what you need to know about Boise, ID, stockbroker David D. Kluksdal: Name: David Dean Kluksdal Current Employer: Cetera Wealth Services, LLC (FINRA broker);…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eszylfie Taylor, Former Sagepoint Financial & Cetera Broker
Rex Securities Law Investment Fraud Attorney Investigates Eszylfie Taylor, Former Sagepoint Financial & Cetera Broker 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Pasadena, California Here’s what you need to know about Pasadena, CA, stockbroker Eszylfie Taylor: Name: Eszylfie Taylor CRD Number: 4357851 Current Status: Not currently registered with any FINRA-member…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Former Broker Amber Stoll
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Former Broker Amber Stoll 150 150 Robert Rex, Esq.

Last Updated: August 2025 – Overland Park, KS Here’s what you need to know about Overland Park, KS, stockbroker Amber Stoll: Name:Amber Stoll CRD Number: 6937254 Current Employers: Cetera Investment…

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  • ER

Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA
Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Complaint Over Real Estate Securities-Arcadia, CA 150 150 ER

Cathy Wu Investigation July 2025-Arcadia, CA The FINRA records of  Ping Shuang Cathy Wu ,  a broker with Cetera Investment Services,  disclose a recent customer complaint. The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Formerly Jason Mitsuda
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Formerly Jason Mitsuda 150 150 Robert Rex, Esq.

Last Updated: June 2025 Jason Mitsuda Investigation Summary Here’s what you need to know about Honolulu, HI, financial advisor Jason Mitsuda: Name: Jason Kazuo Mitsuda Current Employer:Not Currently Registered with FINRA Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Derek McLean formerly with Cetera Advisors
Rex Securities Law Investment Fraud Attorney Investigates Derek McLean formerly with Cetera Advisors 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Orange, CA ) Derek McLean Investigation Summary Here’s what you need to know about Orange, CA, stockbroker Derel McLean: Name: Mr. Derek Guy McLean Current Employer:…

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  • Robert Rex, Esq.

Scott Shoup-Cetera Advisor Networks Broker-Discloses Customer Disputes-Sewickley, PA 
Scott Shoup-Cetera Advisor Networks Broker-Discloses Customer Disputes-Sewickley, PA  150 150 Robert Rex, Esq.

February 2024- Sewickley, PA According to publicly available records Scott Eugene Shoup (CRD#1874559) , a  stockbroker who is currently registered Cetera Advisor Networks,  disclose 1 pending and 4 final customer disputes.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Joshua A. Green
Rex Securities Law Investment Fraud Attorney Investigates Cetera Investment Services Broker Joshua A. Green 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (New Port Richey, Florida) Joshua Green Investigation Summary Here’s what you need to know about New Port Richey, Florida, stockbroker Josh Green: Name:  Mr. Joshua Aaron…

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Mark Gillelen – LPL Broker-Discloses 4 Prior Customer Disputes and 1 Pending Customer Dispute – Redwood City, CA
Mark Gillelen – LPL Broker-Discloses 4 Prior Customer Disputes and 1 Pending Customer Dispute – Redwood City, CA 150 150 ER

Mark Gillelen Investigation June 2023-Redwood City, CA According to publicly available record Mark C. Gillelen, a broker with  LPL Financial discloses four prior customer disputes and one pending customer dispute.…

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Victor A. Rigoni- Former Summit Brokerage Services/ Cetera Broker-Discloses FINRA Suspension, Customer Disputes, Tax Liens and Termination From Employment-Lake Forest, IL
Victor A. Rigoni- Former Summit Brokerage Services/ Cetera Broker-Discloses FINRA Suspension, Customer Disputes, Tax Liens and Termination From Employment-Lake Forest, IL 150 150 ER

Victor A. Rigoni III Investigation June 2023-Lake Forest, IL The FINRA records of  Victor A. Rigoni III ,  a broker previously with Summit Brokerage Services,  disclose a FINRA suspension, 5 prior customer…

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