Last Updated: January 2026 — Westlake, TX Here’s what you need to know about Westlake, Texas, stockbroker Jacob Matthew Poindexter: Name:Jacob Matthew Poindexter Alias: Jacob Poindexter, Jake Poindexter Current Employer:…
read moreLast Updated: January 2026 — Austin, TX Here’s what you need to know about Austin, Texas, stockbroker Suzanne Cullen: Name:Suzanne Nicole Cullen Alias: Suzanne Roberts Current Employer:Charles Schwab & Co.,…
read moreLast Updated: March 2025 | Phoenix, AZ Raymond J. DiMuro Investigation Summary Here’s what you need to know about Phoenix, AZ, stockbroker Raymond J. DiMuro: Name: Mr. Raymond John DiMuro Current…
read moreLast Updated: March 2025 | Los Gatos, CA James B. Cross Investigation Summary Here’s what you need to know about Los Gatos, CA, stockbroker James B. Cross: Name: Mr. James Burchett…
read moreLast Updated: September 2023 (Austin, Texas) Javier Trevino Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Javier A. Trevino: Name: Mr. Javier Agustin Trevino Current Employer: …
read moreFebruary 2021 – Fort Worth, TX According to publicly available records Matthew B. Nekuza (CRD#6332114), a former stockbroker who last worked for Charles Schwab & Co. Inc., has been permanently barred…
read moreJanuary 2019 – Austin, TX According to publicly available records Omar Charles Richardson , a stockbroker who is currently registered with Charles Schwab & Co., Inc., discloses a pending customer dispute The…
read moreSeptember 2016- Austin, Texas Charles Schwab & Co. entered into a Consent Order with the Texas State Securities Board (TSSB) and agreed to pay an administrative fine of $95,000 as…
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