Last Updated: September 2023 (Austin, Texas)
Javier Trevino Investigation Summary
Here’s what you need to know about Austin, Texas, stockbroker Javier A. Trevino:
- Name: Mr. Javier Agustin Trevino
- Current Employer: Kestra Investment Services dba Griffin Financial Group
- Previous Firms: Charles Schwab & Co., USAA Investment Management Co., USAA Financial Advisors, USAA Financial Planning Services
- Function: Stockbroker / Financial Advisor
- Aliases: J. Agustin Trevino, Javier A. Trevino
- Primary Location: Austin, Texas
- CRD #6404236
- Can Javier A. Trevino be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by Prior Employer? Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Allegations of Broker Misconduct Against Javier Trevino
In September 2022, Javier Trevino’s prior employer, Charles Schwab & Co. discharged him for failing to record and report information in an accurate and timely manner in the firm’s books and records.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Javier A. Trevino, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
