Last Updated: April 2026 (New York, NY)
Scott Offerman Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Scott Offerman:
- Name: Mr. Scott Offerman
- Current Employer: 1031 Securities
- Other Business Affiliations: 1031 Financial , 1099 Serve LLC
- Scott Offerman LinkedIn Profile
- Scott Offerman / 1031 Financial You Tube Channel
- Previous Firms: Great Point Capital, TCFG Wealth Management, Nextrend Securities, Sandlapper Securities, Concorde Investment Services
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: New York, NY
- CRD 4619093
- Can Scott Offerman be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Terminated by a prior employer: Yes
- Discloses Federal Tax Lien: Yes
- Pending Customer Dispute Seeks Damages of $1,000,000 – $5,000,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money on Delaware Statutory Trusts (DSTs) With Scott Offerman As Your Stockbroker?
In 3/2026 a customer of TCFG Wealth Management filed a FINRA arbitration alleging that Offerman recommended overconcentrated positions in unsuitable Delaware Statutory Trusts (DSTs) . Damages of between $1 million and $5 million are sought in this pending matter.
In 12/2024 the Internal Revenue Service filed a tax lien against Offerman in the amount of $485,439 in Manhattan Federal Court .
In 4//2017 Concorde Investment Services ‘permitted’ Offerman to resign. Concorde makes this allegation on Offerman’s FINRA record: “Representative was permitted to resign for failure to disclose firm U4 reportable liens in a timely manner.”
Delaware Statutory Trust-A Delaware Statutory Trust (DST) is a legally recognized real estate investment trust (REIT) in which investors can purchase fractional ownership in property as beneficiaries of the trust.
Internal Revenue Ruling 2004-86 declared that DST’s are like-kind and therefore qualify as 1031 exchange property. A 1031 exchange allows real estate investors to swap one investment for another and defer capital gains taxes.
Ownership of real property as a beneficiary of the DST offers investors the same benefits and risks as direct ownership without the management responsibility since a trustee is appointed to manage the property on behalf of the investors. Since the IRS has declared ownership of real property via a Delaware Statutory Trust to be like kind property for purposes of 1031 exchange, a much broader and diverse selection of investment property is now available.
Other Investigations Involving Delaware Statutory Trusts
Allegations of Broker Misconduct Against Scott Offerman
A customer of Scott Offerman alleges the following wrongdoing in connection with the handling of customer accounts:
- Breach of Fiduciary Duty
- Violation of Florida Securities and Investor Protection Act
- Negligence
- Breach of Contract
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Great Point Capital Brokers
Our Investigations of Other TCFG Wealth Management Brokers
See this for information on our other investigations of Concorde Investment Services brokers
If you have suffered investment losses in an account handled by Scott Offerman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
Firms We Have Pursued For Our Clients
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.