Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Daryl E Allison-Former Lowell & Co. Broker-Sanctioned by Securities Regulator-Lubbock, TX
Daryl E Allison-Former Lowell & Co. Broker-Sanctioned by Securities Regulator-Lubbock, TX 150 150 Robert Rex, Esq.

December 2016-Lubbock, Texas According to publicly available records Daryl Eugene Allison , (CRD# 3686) ,  a  stockbroker who is registered with Lowell & Company, has been permanently barred by FINRA from engaging in principal…

read more
  • Robert Rex, Esq.

Ronald Dunn-Former Pruco Securities Broker-Indicted for Theft-N Richland Hills, TX
Ronald Dunn-Former Pruco Securities Broker-Indicted for Theft-N Richland Hills, TX 150 150 Robert Rex, Esq.

North Richland Hills, Texas Ronald T. Dunn, a former stockbroker who previously worked for PruCo Securities, was indicted in Tarrant County, TX, for theft of property between $100,000 and $200,000.…

read more
  • Robert Rex, Esq.

From Securities Regulator-List Of Things Your StockBroker Is Prohibited From Doing
From Securities Regulator-List Of Things Your StockBroker Is Prohibited From Doing 150 150 Robert Rex, Esq.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well…

read more
  • Robert Rex, Esq.

William F. Albin-former Waddell & Reed Broker-Discloses Discharge
William F. Albin-former Waddell & Reed Broker-Discloses Discharge 150 150 Robert Rex, Esq.

July 2016- Las Vegas, NV According to publicly available records William F. Albin , (CRD# 1744984) ,  a  stockbroker who is currently unregistered discloses that he was discharged from Waddell & Reed, Inc. in July…

read more
  • Robert Rex, Esq.

Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales
Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Robert F. Stefanelli , (CRD# 2566917) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute. The Financial Industry…

read more
  • Robert Rex, Esq.

Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS
Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS 150 150 Robert Rex, Esq.

January 2017- Oxford, MS According to publicly available records Ty Kevin Bauer , (CRD# 2150885) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 prior customer disputes. The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning
Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017- Staten Island, New York According to publicly available records Jeanpaul Charles Skovronck , (CRD# 2744738) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute.…

read more
  • Robert Rex, Esq.

John Piro-Joseph Gunnar Broker-Discloses Customer Dispute Alleging Churning
John Piro-Joseph Gunnar Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017-Melville, New York According to publicly available records John J. Piro , (CRD# 4539787) ,  a  stockbroker currently employed by Joseph Gunnar & Co. ,  disclose a pending customer dispute. The Financial Industry Regulatory…

read more
  • Robert Rex, Esq.

Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL
Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL 150 150 Robert Rex, Esq.

January 2017-Sanford, FL According to publicly available records Andrew R. Scheirer, II (CRD# 4256666) ,  a  stockbroker currently employed by Kovack Securities ,  discloses two  prior finalized customer disputes and a separation from employment after…

read more
Enter your
text here

You cannot copy content of this page