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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

From Securities Regulator-List Of Things Your StockBroker Is Prohibited From Doing
From Securities Regulator-List Of Things Your StockBroker Is Prohibited From Doing 150 150 Robert Rex, Esq.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well…

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  • Robert Rex, Esq.

William F. Albin-former Waddell & Reed Broker-Discloses Discharge
William F. Albin-former Waddell & Reed Broker-Discloses Discharge 150 150 Robert Rex, Esq.

July 2016- Las Vegas, NV According to publicly available records William F. Albin , (CRD# 1744984) ,  a  stockbroker who is currently unregistered discloses that he was discharged from Waddell & Reed, Inc. in July…

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  • Robert Rex, Esq.

Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales
Robert F. Stefanelli-Alexander Capital Broker-Discloses Customer Dispute Alleging High Pressure Sales 150 150 Robert Rex, Esq.

January 2017- New York According to publicly available records Robert F. Stefanelli , (CRD# 2566917) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS
Ty Bauer-Alexander Capital Broker-Discloses Customer Disputes-Oxford, MS 150 150 Robert Rex, Esq.

January 2017- Oxford, MS According to publicly available records Ty Kevin Bauer , (CRD# 2150885) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose 2 prior customer disputes. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning
Jeanpaul C. Skovronck- Alexander Capital Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017- Staten Island, New York According to publicly available records Jeanpaul Charles Skovronck , (CRD# 2744738) ,  a  stockbroker who is currently employed by Alexander Capital,  disclose a currently pending customer dispute.…

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  • Robert Rex, Esq.

John Piro-Joseph Gunnar Broker-Discloses Customer Dispute Alleging Churning
John Piro-Joseph Gunnar Broker-Discloses Customer Dispute Alleging Churning 150 150 Robert Rex, Esq.

January 2017-Melville, New York According to publicly available records John J. Piro , (CRD# 4539787) ,  a  stockbroker currently employed by Joseph Gunnar & Co. ,  disclose a pending customer dispute. The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL
Andrew Scheirer-Kovack Securities Broker-Discloses Customer Disputes-Sanford, FL 150 150 Robert Rex, Esq.

January 2017-Sanford, FL According to publicly available records Andrew R. Scheirer, II (CRD# 4256666) ,  a  stockbroker currently employed by Kovack Securities ,  discloses two  prior finalized customer disputes and a separation from employment after…

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  • Robert Rex, Esq.

Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL
Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL 150 150 Robert Rex, Esq.

January 2017-West Palm Beach, FL According to publicly available records Thomas B. Carreras (CRD# 1815164) ,  a  stockbroker currently employed by Ameritas Investment Corp. ,  discloses a  pending customer dispute. The Financial Industry…

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  • Robert Rex, Esq.

Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX
Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX 150 150 Robert Rex, Esq.

January 2017-Friendswood, Texas The FINRA records of  Steven W. Shirley,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

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