HilltopSecurities (formerly Southwest Securities)

  • Robert Rex, Esq.

Walter Leighton Stallones-former Momentum Independent Network Broker-Discloses Settlement of Customer Disputes-San Marcos, TX
Walter Leighton Stallones-former Momentum Independent Network Broker-Discloses Settlement of Customer Disputes-San Marcos, TX 150 150 Robert Rex, Esq.

October 2023 – San Marcos, Texas According to publicly available records Walter L. (Leighton) Stallones , (CRD# 433344) ,  a  stockbroker who is not currently registered and who was last employed by…

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  • Robert Rex, Esq.

Douglas L. Hodges-Former Hilltop Securities Broker-Discloses FINRA Suspension-Dallas, TX
Douglas L. Hodges-Former Hilltop Securities Broker-Discloses FINRA Suspension-Dallas, TX 150 150 Robert Rex, Esq.

  September 2023- Dallas, Texas According to publicly available records Douglas L. Hodges , (CRD# 4253217) ,  a  stockbroker who is not currently registered as a stockbroker and who was last  employed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael J. Kane, III, formerly with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Michael J. Kane, III, formerly with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Plano, Texas) Michael J. Kane, III, Investigation Summary Here’s what you need to know about Plano, Texas, stockbroker Michael J. Kane, III: Name: Mr Michael Joseph…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Peter D. Nett
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Peter D. Nett 150 150 Robert Rex, Esq.

Last Updated: September 2023 (The Woodlands, Texas) Peter D. Nett Investigation Summary Here’s what you need to know about The Woodlands, Texas stockbroker Peter D. Nett: Name: Mr. Peter Dieter…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities – Lawsuits, Arbitrations and Customer Disputes
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities – Lawsuits, Arbitrations and Customer Disputes 150 150 Robert Rex, Esq.

Last Updated:  January 2024 Hilltop Securities Investigation Summary Here’s what you need to know about Dallas, Texas, headquartered brokerage firm Hilltop Securities, Inc: Name:  Hilltop Securities Inc. Special note: Hilltop…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Coma with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Stephen Coma with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Charlotte, NC) Stephen Coma Investigation Summary Here’s what you need to know about Charlotte, NC, stockbroker Stephen R. Coma: Name: Mr. Stephen Robert Coma Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Jeffrey N. Vanover
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Jeffrey N. Vanover 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (Houston, Texas) Jeffrey Vanover Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Jeffrey Vanover: Name:  Mr. Jeffrey Neal Vanover Current Employer:  Hilltop…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Peter G. Cappos with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Peter G. Cappos with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Sherman Oaks, CA ) Peter G. Cappos Investigation Summary Here’s what you need to know about Sherman Oaks, CA , stockbroker Peter G. Cappos: Name: Mr.…

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  • ER

Scott Burford-Former Hilltop Securities Broker-Discloses Regulatory Event and Termination-Dallas, TX
Scott Burford-Former Hilltop Securities Broker-Discloses Regulatory Event and Termination-Dallas, TX 150 150 ER

Scott Burford Investigation February 2023-Dallas, TX The FINRA records of Scott Burford ,  a Hilltop Securities Network Securities, Inc., broker disclose a regulatory matter and a termination. The Financial Industry Regulatory…

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