HilltopSecurities (formerly Southwest Securities)

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Stephen Coma with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Stephen Coma with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: February 2025 (Charlotte, NC) Stephen Coma Investigation Summary Here’s what you need to know about Charlotte, NC, stockbroker Stephen R. Coma: Name: Mr. Stephen Robert Coma Current Employer:…

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  • Robert Rex, Esq.

Mark Augusta- Hilltop Securities Broker- 21 Customer Disputes, 2 Pending Customer Disputes and a Termination from Employment – Del Mar, CA
Mark Augusta- Hilltop Securities Broker- 21 Customer Disputes, 2 Pending Customer Disputes and a Termination from Employment – Del Mar, CA 150 150 Robert Rex, Esq.

June 2024 – Del Mar, CA According to publicly available records Mark Fred Augusta  (CRD#1333913) ,  a  stockbroker who is currently registered with Hilltop Securities, Inc.,  disclose  21 prior customer disputes, 2 pending customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Parker Brean a broker with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Parker Brean a broker with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: June 2024 (San Diego, CA) Parker Brean Investigation Summary Here’s what you need to know about San Diego, CA, stockbroker Brean Parker: Name: Mr. Parker Wayne Brean Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities – Lawsuits, Arbitrations and Customer Disputes
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities – Lawsuits, Arbitrations and Customer Disputes 150 150 Robert Rex, Esq.

Last Updated:  June 2024 Hilltop Securities Investigation Summary Here’s what you need to know about Dallas, Texas, headquartered brokerage firm Hilltop Securities, Inc: Name:  Hilltop Securities Inc. Special note: Hilltop…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nicholas McMahan a broker with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Nicholas McMahan a broker with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: May 2024 (Austin, Texas) Nicholas McMahan Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Nicholas McMahan: Name: Mr. Nicholas C. McMahan Current Employer:  Hilltop…

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  • Robert Rex, Esq.

Walter Leighton Stallones-former Momentum Independent Network Broker-Discloses Settlement of Customer Disputes-San Marcos, TX
Walter Leighton Stallones-former Momentum Independent Network Broker-Discloses Settlement of Customer Disputes-San Marcos, TX 150 150 Robert Rex, Esq.

October 2023 – San Marcos, Texas According to publicly available records Walter L. (Leighton) Stallones , (CRD# 433344) ,  a  stockbroker who is not currently registered and who was last employed by…

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  • Robert Rex, Esq.

Douglas L. Hodges-Former Hilltop Securities Broker-Discloses FINRA Suspension-Dallas, TX
Douglas L. Hodges-Former Hilltop Securities Broker-Discloses FINRA Suspension-Dallas, TX 150 150 Robert Rex, Esq.

  September 2023- Dallas, Texas According to publicly available records Douglas L. Hodges , (CRD# 4253217) ,  a  stockbroker who is not currently registered as a stockbroker and who was last  employed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael J. Kane, III, formerly with Hilltop Securities
Rex Securities Law Investment Fraud Attorney Investigates Michael J. Kane, III, formerly with Hilltop Securities 150 150 Robert Rex, Esq.

Last Updated: September 2023 (Plano, Texas) Michael J. Kane, III, Investigation Summary Here’s what you need to know about Plano, Texas, stockbroker Michael J. Kane, III: Name: Mr Michael Joseph…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Peter D. Nett
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Peter D. Nett 150 150 Robert Rex, Esq.

Last Updated: September 2023 (The Woodlands, Texas) Peter D. Nett Investigation Summary Here’s what you need to know about The Woodlands, Texas stockbroker Peter D. Nett: Name: Mr. Peter Dieter…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Jeffrey N. Vanover
Rex Securities Law Investment Fraud Attorney Investigates Hilltop Securities Broker Jeffrey N. Vanover 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (Houston, Texas) Jeffrey Vanover Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Jeffrey Vanover: Name:  Mr. Jeffrey Neal Vanover Current Employer:  Hilltop…

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