Last Updated: September 2023 (Houston, Texas)
Jeffrey Vanover Investigation Summary
Here’s what you need to know about Houston, Texas, stockbroker Jeffrey Vanover:
- Name: Mr. Jeffrey Neal Vanover
- Current Employer: Hilltop Securities dba Oakstreet Capital Management Partners, JN Vanover Private Equity
- Previous Firms: Ameriprise Financial Services, IDS Life Insurance Company
- Function: Stockbroker / Financial Advisor
- Aliases: Jeff Vanover
- Primary Location: Houston, Texas
- CRD #4813059
- Can Jeff Vanover be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $172,500
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeffrey N. Vanover As Your Stockbroker?
In January 2020, a customer of Jeff Vanover’s prior employer Ameriprise Financial was paid $172,500 to resolve allegations that Vanover made an unsuitable recommendation to invest in Silica Holdings Inc. and Barclays Bank plc S&P VIX Short Term Futures Index (VXX) which resulted in significant losses.
Allegations of Broker Misconduct Against Jeffrey N. Vanover
Customers of Jeff Vanover have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition, brokers are required to disclose certain financial matters such as personal bankruptcies, judgments, and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeff Vanover, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
