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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co.
Rex Securities Law Investment Fraud Attorney Investigates Luis Marquez-a Broker with Laidlaw & Co. 150 150 Robert Rex, Esq.

May 2026- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Laidlaw & Company (UK) Ltd Broker Henrique Lucena
Rex Securities Law Investigates Laidlaw & Company (UK) Ltd Broker Henrique Lucena 150 150 Robert Rex, Esq.

Last Updated: June 2025 | Coral Gables, FL Here’s what you need to know about Coral Gables, FL, stockbroker Henrique D. Lucena: Name: Mr. Henrique David Lucena Current Employer: Laidlaw & Company…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Laidlaw & Company Broker Henry Chang
Rex Securities Law Investment Fraud Attorney Investigates Laidlaw & Company Broker Henry Chang 150 150 Robert Rex, Esq.

Last Updated: May 2025 Here’s what you need to know about Pasadena, CA stockbroker Henry Chang: Name: Mr. Henry Chia-How Chang Alias: Henry Chang Current Employer: Laidlaw & Company (UK)…

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  • ER

Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY
Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY 150 150 ER

Jonathon Ebel  Investigation January 2024-Hauppauge, NY According to publicly available record Jonathon Ebel, a Network 1 Financial Securities broker discloses three prior customer disputes and two pending customer disputes. The Financial Industry…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Cimino formerly with Laidlaw & Company
Rex Securities Law Investment Fraud Attorney Investigates John Cimino formerly with Laidlaw & Company 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Naples, FL) John Cimino Investigation Summary Here’s what you need to know about Naples, FL, stockbroker John Cimino: Name: Mr. John D. Cimino Current Employer: American…

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  • ER

Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY
Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY 150 150 ER

Todd Cirella Investigation June 2023-Melville, NY According to publicly available records Todd Anthony Cirella a broker with Laidlaw & Company, Ltd.,  discloses a final regulatory matter resulting in a 3 month…

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  • ER

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY
Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY 150 150 ER

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records,  Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

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  • ER

Andrew “Andy” Grant- Laidlaw & Company Broker- Discloses Regulatory Event- Melville, NY
Andrew “Andy” Grant- Laidlaw & Company Broker- Discloses Regulatory Event- Melville, NY 150 150 ER

Andrew “Andy” Grant Investigaton November 2021- Melville, NY According to publicly available records,  Andrew “Andy” Justin Grant,  a broker with Laidlaw & Company discloses a regulatory event. The Financial Industry Regulatory…

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  • ER

Joseph Lianzo -Former SW Financial Broker-Suspended by FINRA-Melville, NY
Joseph Lianzo -Former SW Financial Broker-Suspended by FINRA-Melville, NY 150 150 ER

Joseph A. Lianzo Investigation November  2021 – Melville, NY According to publicly attained records, Joseph Lianzo, a stockbroker who is not currently registered  and who was last employed by SW Financial…

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