Laidlaw & Company Archives

ER
January 22, 2024

Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY

Jonathon Ebel – Network 1 Financial Securities Broker-Discloses Multiple Customer Disputes – Hauppauge, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g January 22, 2024 January 23, 2024

Jonathon Ebel Investigation January 2024-Hauppauge, NY According to publicly available record Jonathon Ebel, a Network 1 Financial Securities broker discloses three prior customer disputes and two pending customer disputes. The Financial Industry…

Robert Rex, Esq.
January 10, 2024

Rex Securities Law Investment Fraud Attorney Investigates John Cimino formerly with Laidlaw & Company

Rex Securities Law Investment Fraud Attorney Investigates John Cimino formerly with Laidlaw & Company https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 10, 2024 January 12, 2024

Last Updated: January 2024 (Naples, FL) John Cimino Investigation Summary Here’s what you need to know about Naples, FL, stockbroker John Cimino: Name: Mr. John D. Cimino Current Employer: American…

ER
June 21, 2023

Edward Short-Laidlaw & Company Advisor Suspended by FINRA – Melville, NY

Edward Short-Laidlaw & Company Advisor Suspended by FINRA – Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 21, 2023 October 3, 2023

Edward Short Investigation June 2023-Melville, NY According to publicly available records Edward Scott Short, a broker previously with Laidlaw & Company discloses a final regulatory matter resulting in being permanently…

ER
June 21, 2023

Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY

Todd Cirella- Laidlaw & Company Broker-Suspended by Regulators -Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 21, 2023 September 30, 2023

Todd Cirella Investigation June 2023-Melville, NY According to publicly available records Todd Anthony Cirella a broker with Laidlaw & Company, Ltd., discloses a final regulatory matter resulting in a 3 month…

ER
September 23, 2022

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY

Joseph Ambrosole- Former Joseph Stone Capital Advisor- Discloses Regulatory Events, Customer Suits and an IRS Lien – New York, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g September 23, 2022 October 3, 2023

Joseph Ambrosole Investigation September 2022- New York, NY According to publicly available records, Joseph Ambrosole a former FINRA registered representative who last worked for Joseph Stone Capital, discloses 5 prior…

ER
April 22, 2022

Andrew “Andy” Grant- Laidlaw & Company Broker- Discloses Regulatory Event- Melville, NY

Andrew “Andy” Grant- Laidlaw & Company Broker- Discloses Regulatory Event- Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 22, 2022 October 4, 2023

Andrew “Andy” Grant Investigaton November 2021- Melville, NY According to publicly available records, Andrew “Andy” Justin Grant, a broker with Laidlaw & Company discloses a regulatory event. The Financial Industry Regulatory…

ER
November 9, 2021

Joseph Lianzo -Former SW Financial Broker-Suspended by FINRA-Melville, NY

Joseph Lianzo -Former SW Financial Broker-Suspended by FINRA-Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g November 9, 2021 October 3, 2023

Joseph A. Lianzo Investigation November 2021 – Melville, NY According to publicly attained records, Joseph Lianzo, a stockbroker who is not currently registered and who was last employed by SW Financial…

Robert Rex, Esq.
November 5, 2021

David Murray-Former Worden Capital/ Laidlaw & Co. Broker- Subject of Churning Suits- Melville, NY

David Murray-Former Worden Capital/ Laidlaw & Co. Broker- Subject of Churning Suits- Melville, NY https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 5, 2021 September 29, 2023

David M. Murray Investigation November 2021- Holmdel, NJ According to publicly available records David Murray (CRD#1870050), a stockbroker currently employed with Monmouth Capital Management LLC, discloses 3 pending and 3 prior…

Robert Rex, Esq.
July 24, 2021

Jason A. Wilk-Former Worden Capital Broker-Suspended by FINRA-New York

Jason A. Wilk-Former Worden Capital Broker-Suspended by FINRA-New York https://rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert Rex, Esq. Robert Rex, Esq. https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 24, 2021 July 24, 2021

August 2021-New York, NY According to publicly available records Jason Andrew Wilk , a former stockbroker who is not currently registered and who was last employed by Worden Capital Management ,…