Legend Securities

  • Robert Rex, Esq.

Richard Gomez Investigation Update-Avenir Financial-Legend Securities
Richard Gomez Investigation Update-Avenir Financial-Legend Securities 150 150 Robert Rex, Esq.

April 2016- New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities
Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities 150 150 Robert Rex, Esq.

April 2016- Orangeburg, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Enver Alijaj-Investigation Update-Former Legend Securities Broker
Enver Alijaj-Investigation Update-Former Legend Securities Broker 150 150 Robert Rex, Esq.

April 13, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

read more
  • Robert Rex, Esq.

Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues
Christopher Veale Investigation-Numerous Customer Complaint & Regulatory Issues 150 150 Robert Rex, Esq.

FINRA records report that Christopher F. Veale , of New York,  who is not currently registered, is currently  named in a customer dispute: FINRA Case 15-00373-customer alleges breach of fiduciary duty by Veale while…

read more
  • Robert Rex, Esq.

Richard Gomez Investigation-Former Legend Securities Broker
Richard Gomez Investigation-Former Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Richard Gomez , of New York,  who is not currently registered, is currently  named in two customer disputes: FINRA Case 16-0035 filed by a Florida resident against Gomez while he…

read more
  • Robert Rex, Esq.

Salvatore Pizzimenti Investigation-Legend Securities Broker
Salvatore Pizzimenti Investigation-Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Salvatore Pizzimenti , who has been registered with Legend Securities since 8/2011 , has been  named in four customer disputes that have been resolved, including: FINRA Case 12-2703 filed while Pizzimenti…

read more
  • Robert Rex, Esq.

Mario Gogliormella Investigation-Legend Securities Broker
Mario Gogliormella Investigation-Legend Securities Broker 150 150 Robert Rex, Esq.

FINRA records report that Mario Gogliormella , who has been registered with Legend Securities since 12/2010 , is currently named in three pending customer disputes: FINRA Case 15-3487 alleging unsuitability and breach…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rich Coleman formerly with Richard James & Associates
Rex Securities Law Investment Fraud Attorney Investigates Rich Coleman formerly with Richard James & Associates 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Melville, NY) Richard J. Coleman Investigation Summary Here’s what you need to know about Melville, NY, stockbroker Richard ‘Rick; Coleman: Name: Mr. Richard James Coleman Current…

read more
  • Robert Rex, Esq.

John Cangialosi -Worden Capital Management Broker-Discloses Customer Dispute Alleging Churning-New York
John Cangialosi -Worden Capital Management Broker-Discloses Customer Dispute Alleging Churning-New York 150 150 Robert Rex, Esq.

September 2019-New York FINRA records disclose that John S. Cangialosi, who is currently registered with Worden Capital Management, has two prior regulatory events, a currently pending customer dispute, 7 prior customer…

read more
Enter your
text here
Verified by MonsterInsights