• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, Broker with IFP Securities, LLC and Investment Adviser with Independent Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, Broker with IFP Securities, LLC and Investment Adviser with Independent Financial Partners 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Columbia, TN Here’s what you need to know about Columbia, TN stockbroker James D. Davis Jr.: Name: James D. Davis Jr. Current Employer: IFP Securities, LLC (FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Temecula, CA Here’s what you need to know about Temecula, CA stockbroker Ken Finnell: Name: Kenneth Wayne Finnell Current Employer: Not currently registered as a FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Philip Condit, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Philip Condit, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Fargo, North Dakota Here’s what you need to know about Fargo, ND stockbroker Phil Condit: Name: Philip Gordon Condit Current Employer: Condit Wealth Management as registered investment advisor.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Adam Ross Lunceford: Name: Adam Ross Lunceford Current Employer: Not currently registered with FINRA. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra
Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Robert J. Earls Jr.
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Robert J. Earls Jr. 150 150 Robert Rex, Esq.

Last Updated: December 2025, Roanoke, VA Here’s what you need to know about Roanoke, VA, former stockbroker Robert J. Earls Jr., who committed suicide in February 2024: Name: Mr. Robert…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton 150 150 Robert Rex, Esq.

Last Updated: December 2025, Cornelius, NC Here’s what you need to know about Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton CRD Number: 4296113 Current Status:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investigates Nick David Olivas, Broker with Prospera Financial Services
Rex Securities Law Investigates Nick David Olivas, Broker with Prospera Financial Services 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…

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