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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Columbia, TN Here’s what you need to know about Columbia, TN stockbroker Jim Davis Jr.: Name: James D. Davis Jr. Alias: Jim Davis Current Employer: IFP Securities,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Temecula, CA Here’s what you need to know about Temecula, CA stockbroker Ken Finnell: Name: Kenneth Wayne Finnell Current Employer: Not currently registered as a FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Nastri a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates David Nastri a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Cheshire, CT) David Nastri Investigation Summary Here’s what you need to know about Cheshire, CT, stockbroker David Nastri: Name: Mr. David Jon Nastri Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Rock Hill, SC Here’s what you need to know about Rock Hill, SC, stockbroker Claude L. Moore III: Name: Mr. Claude Love Moore III CRD Number: 6727836…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Philip Condit, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Philip Condit, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Fargo, North Dakota Here’s what you need to know about Fargo, ND stockbroker Phil Condit: Name: Philip Gordon Condit Current Employer: Condit Wealth Management as registered investment advisor.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Art Littlefield III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Art Littlefield III 150 150 Robert Rex, Esq.

Last Updated: January 2026, Naperville, IL Here’s what you need to know about Naperville, IL, stockbroker Arthur S. Littlefield III: Name: Mr. Arthur Sylvester Littlefield III CRD Number: 2718449 Current…

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  • ER

Rex Securities Law Investment Fraud Attorney Investigates John N. Matson formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John N. Matson formerly with LPL Financial 150 150 ER

Last Updated: January 2026 (Manhattan Beach, CA ) John N. Matson Investigation Summary Here’s what you need to know about Manhattan Beach, CA , former stockbroker John Matson: Name: Mr.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Adam Ross Lunceford: Name: Adam Ross Lunceford Current Employer: Not currently registered with FINRA. Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…

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  • ER

Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO
Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO 150 150 ER

Bruce Amman Investigation January 2026-Golden, CO According to publicly available records Bruce Amman, a former broker who last worked as a stock broker for LPL Financial,  discloses a final regulatory matter…

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