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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • ER

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Bill Poulter
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Bill Poulter 150 150 ER

Last Updated: March 2026 (Baton Rouge, LA) Bill Poulter Investigation Summary Here’s what you need to know about Baton Rouge, LA, stockbroker Bill Poulter: Name: Mr. William John Poulter Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, FL stockbroker Mitchell A. Arnold: Name: Mitchell Allen Arnold Current Employer: LPL Financial LLC (Since…

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  • Robert Rex, Esq.

David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH
David J. Schmerber Investigation -Former LPL Financial & Cetera Broker-Settles Dispute Over Unsuitable Investments-Centerville, OH 150 150 Robert Rex, Esq.

March 2026- Centerville, OH According to FINRA records, David Joseph Schmerber,  a  stockbroker who was  formerly employed by Cetera Advisors and LPL Financial Services, disclose settlement of a customer dispute. The…

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  • ER

Angelo Anello – LPL Financial Broker- Discloses Customer Disputes Over Structured Products-Needham, MA
Angelo Anello – LPL Financial Broker- Discloses Customer Disputes Over Structured Products-Needham, MA 150 150 ER

Angelo Anello Investigation March  2026 – Needham, MA According to publicly available records  Angelo Anello ,  a broker with LPL Financial discloses 6 prior customer disputes . The Financial Industry Regulatory…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kevin J. Herne
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kevin J. Herne 150 150 Robert Rex, Esq.

Last Updated: March 2026, Rosenberg, TX Kevin J. Herne Investigation Summary Here’s what you need to know about Rosenberg, TX stockbroker Kevin J. Herne: Name: Mr. Kevin John Herne Current Status:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bob Sweet, Formerly a Broker with Raymond James and LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Bob Sweet, Formerly a Broker with Raymond James and LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2026 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Bob Sweet: Name: Robert Harold Sweet (also listed as Robert H. Sweet).…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski 150 150 Robert Rex, Esq.

Last Updated: March 2026 – Milwaukee, WI Here’s what you need to know about Milwaukee, WI, stockbroker Nicholas C. Ignatowski: Name: Nicholas C. Ignatowski CRD Number: 2409399 Current Status: Not currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services
Rex Securities Law Investment Fraud Attorney Investigates Garth Lurvey, Former Broker with LPL Financial and Private Client Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Winter Park, FL Here’s what you need to know about Winter Park, FL stockbroker Garth James Lurvey: Name: Garth James Lurvey CRD Number: 4729301 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joe Lauzon, Formerly a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joe Lauzon, Formerly a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026, Clovis, CA Joseph Lauzon Investigation Summary Here’s what you need to know about Clovis, CA, stockbroker Joseph Lauzon: Name: Joseph Frank Lauzon Current Employer: Not currently…

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