Last Updated: May 2026 (Melbourne, Florida) Matthew Lamb Investigation Summary Here’s what you need to know about Melbourne, FL, stockbroker Matthew Lamb: Name: Mr. Matthew Claude Lamb Current Employer: Wells…
read moreLast Updated: April 2026 (Beaumont, Texas) Celia Mae Scott Investigation Summary Here’s what you need to know about Beaumont, Texas stockbroker Celia Mae Scott: Name: Ms. Celia Mae Scott Current…
read moreLast Updated: April 2026 (Wichita, Kansas) Ronald Chronister Investigation Summary Here’s what you need to know about Wichita, Kansas, stockbroker Ronald Chronister: Name: Mr. Ronald Gene Chronister Current Employer: International…
read moreLast Updated: April 2026 | Sarasota, FL Here’s what you need to know about Sarasota, FL, stockbroker Felipe Colon: Name: Mr. Felipe Juan Antonio Colon Current Employer: Not currently registered with…
read moreLast Updated: April 2026 (Savannah, GA) Wally Less Investigation Summary Here’s what you need to know about Savannah, GA, stockbroker Wally Less: Name: Mr. Wally Steven Less Current Employer: Not…
read moreLast Updated: April 2026 — Safety Harbor, FL Here’s what you need to know about Safety Harbor, FL stockbroker Chris Mavrakos: Name: Christ Mavrakos Alias: Chris Mavrakos, Christopher Mavrakos Current Employer: LPL…
read moreLast Updated: April 2026 – West Des Moines, IA Here’s what you need to know about West Des Moines, IA stockbroker William B. Tunink: Name: William Bernard Tunink. Current Employer: Not…
read moreLast Updated: April 2026 — Lubbock, TX Here’s what you need to know about Lubbock, TX stockbroker Don Pittman: Name: Donald Ray Pittman Jr. Alias: Don Pittman Current Employer: Not currently registered…
read moreJohn Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL
John Terzis Investigation April 2026-Skokie, IL According to publicly available records John Terzis a former broker who last worked for LPL Financial Services ,  discloses a final regulatory matter resulting in…
read moreLast Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…
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