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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Felipe Colon
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Felipe Colon 150 150 Robert Rex, Esq.

Last Updated: April 2026 | Sarasota, FL Here’s what you need to know about Sarasota, FL, stockbroker Felipe Colon: Name: Mr. Felipe Juan Antonio Colon Current Employer: Not currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Wally Less, formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 (Savannah, GA) Wally Less Investigation Summary Here’s what you need to know about Savannah, GA, stockbroker Wally Less: Name: Mr. Wally Steven Less Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Mavrakos, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Chris Mavrakos, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Safety Harbor, FL Here’s what you need to know about Safety Harbor, FL stockbroker Chris Mavrakos: Name: Christ Mavrakos Alias: Chris Mavrakos, Christopher Mavrakos Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker William B. Tunink
Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker William B. Tunink 150 150 Robert Rex, Esq.

Last Updated: April 2026 – West Des Moines, IA Here’s what you need to know about West Des Moines, IA stockbroker William B. Tunink: Name: William Bernard Tunink. Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Don Pittman – Discharged by Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Lubbock, TX Here’s what you need to know about Lubbock, TX stockbroker Don Pittman: Name: Donald Ray Pittman Jr. Alias: Don Pittman Current Employer: Not currently registered…

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  • ER

John Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL
John Terzis – Former LPL Financial Broker- Barred From Securities Industry by Regulators -Skokie, IL 150 150 ER

John Terzis Investigation April 2026-Skokie, IL According to publicly available records John Terzis a former broker who last worked for LPL Financial Services ,  discloses a final regulatory matter resulting in…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones
Rex Securities Law Investment Fraud Attorney Investigates Craig Roy, a Broker Formerly with Edward Jones 150 150 Robert Rex, Esq.

Last Updated: April 2026 — Baton Rouge, LA Here’s what you need to know about Baton Rouge, LA stockbroker Craig Roy: Name: Craig Anthony Roy Current Employer: LPL Enterprise, LLC Prior Firms: Edward…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Gregory W. Berg, Former Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: March 2026 — Houston, TX Here’s what you need to know about Houston, TX stockbroker Gregory W. Berg: Name: Gregory Wayne Berg Current Employer: Not currently registered with any FINRA-member…

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  • ER

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Bill Poulter
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Bill Poulter 150 150 ER

Last Updated: March 2026 (Baton Rouge, LA) Bill Poulter Investigation Summary Here’s what you need to know about Baton Rouge, LA, stockbroker Bill Poulter: Name: Mr. William John Poulter Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mitchell A. Arnold, a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Lake Mary, FL Here’s what you need to know about Lake Mary, FL stockbroker Mitchell A. Arnold: Name: Mitchell Allen Arnold Current Employer: LPL Financial LLC (Since…

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