Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Adam Ross Lunceford: Name: Adam Ross Lunceford Current Employer: Not currently registered with FINRA. Prior…
read moreLast Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…
read moreLast Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…
read moreLast Updated: December 2025, Roanoke, VA Here’s what you need to know about Roanoke, VA, former stockbroker Robert J. Earls Jr., who committed suicide in February 2024: Name: Mr. Robert…
read moreLast Updated: December 2025, Cornelius, NC Here’s what you need to know about Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton CRD Number: 4296113 Current Status:…
read moreLast Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…
read moreLast Updated: December 2025 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…
read moreLast Updated: December 2025 — Vancouver, Washington Here’s what you need to know about Vancouver, WA financial advisor Todd Juenger: Name: Todd Alan Juenger Current Employer: None – Not currently registered with FINRA. Prior…
read moreLast Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett: Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…
read moreLast Updated: December 2025 (Maple Grove, MN) Nouachi Vang Investigation Summary Here’s what you need to know about Maple Grove, MN stockbroker Nouachi Vang: Name: Mr. Nouachi Vang Current Employer: LPL Financial…
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