• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Bob Sweet, Formerly a Broker with Raymond James and LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Bob Sweet, Formerly a Broker with Raymond James and LPL Financial 150 150 Robert Rex, Esq.

Last Updated: September 2025 — El Paso, TX Here’s what you need to know about El Paso, TX stockbroker Bob Sweet: Name: Robert Harold Sweet (also listed as Robert H. Sweet).…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise and Pruco Securities Former Broker Stefan Dolgoff
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise and Pruco Securities Former Broker Stefan Dolgoff 150 150 Robert Rex, Esq.

Last Updated: September 2025 – Hunt Valley, MD Here’s what you need to know about Hunt Valley, MD, stockbroker Stefan Dolgoff: Name: Stefan Leonard Dolgoff Current Employer: Not currently registered with a…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Simon M. Joseph (Youssef)
Rex Securities Law Investment Fraud Attorney Investigates Simon M. Joseph (Youssef) 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Alexandria, VA Here’s what you need to know about Alexandria, VA stockbroker Simon M. Joseph: Name: Simon Michel Joseph (a/k/a Simon M. Joseph) Current Employer: United Advisors…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Purshe Kaplan Sterling Investments and Investment Adviser with Phase Line Capital Broker Eric Ruthman
Rex Securities Law Investment Fraud Attorney Investigates Purshe Kaplan Sterling Investments and Investment Adviser with Phase Line Capital Broker Eric Ruthman 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Atlanta, GA Here’s what you need to know about Atlanta, GA, stockbroker Eric Scott Ruthman: Name: Eric Scott Ruthman. Current Employer: Purshe Kaplan Sterling Investments (CRD# 35747);…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Lisa Nouchi
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Lisa Nouchi 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Vacaville, California Here’s what you need to know about Vacaville, CA, stockbroker Lisa‑Ann Tomiko Nouchi: Name: Lisa‑Ann T. Nouchi CRD Number: 2367719  Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kirk M. Balin
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Kirk M. Balin 150 150 Robert Rex, Esq.

Last Updated: August 2025 – Seattle, WA Here’s what you need to know about Seattle, WA, stockbroker Kirk Balin: Name:Kirk Mitchell Balin CRD Number: 4590715 Current Employers: LPL Financial LLC(CRD#…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Felipe Colon
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Felipe Colon 150 150 Robert Rex, Esq.

Last Updated: August 2025 | Sarasota, FL Here’s what you need to know about Sarasota, FL, stockbroker Felipe Colon: Name: Mr. Felipe Juan Antonio Colon Current Employer: Not currently registered (most recent…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III 150 150 Robert Rex, Esq.

Last Updated: August 2025 — Rock Hill, SC Here’s what you need to know about Rock Hill, SC, stockbroker Claude L. Moore III: Name: Mr. Claude Love Moore III CRD Number: 6727836…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Nick Ignatowski 150 150 Robert Rex, Esq.

Last Updated: August 2025 – Milwaukee, WI Here’s what you need to know about Milwaukee, WI, stockbroker Nicholas C. Ignatowski: Name: Nicholas C. Ignatowski CRD Number: 2409399 Current Status: Not currently registered with…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Cynthia Giovacchino
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Cynthia Giovacchino 150 150 Robert Rex, Esq.

Last Updated: August 2025 – Ansonia, CT Investigation Summary: Cynthia Ann Giovacchino Here’s what you need to know about Ansonia, CT, stockbroker Cynthia Ann Giovacchino: Name: Cynthia Ann Giovacchino CRD Number: 3274194…

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