LPL Financial

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Mark Burns formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Mark Burns formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Chico, CA) Mark Burns Investigation Summary Here’s what you need to know about Chico, CA, stockbroker Mark Burns: Name: Mr. Mark Carey Burns Current Employer: Not…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Damon Mapes a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Hillsboro, Oregon) Damon Mapes Investigation Summary Here’s what you need to know about Hillsboro, OR stockbroker Damon Mapes: Name: Mr. Damon Merrill Mapes Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities
Rex Securities Law Investment Fraud Attorney Investigates Joshua Cook formerly with LPL Securities 150 150 Robert Rex, Esq.

Last Updated: March 2024 (Vernal, Utah) Joshua Cook Investigation Summary Here’s what you need to know about Vernal, UT, stockbroker Joshua Cook: Name: Mr. Joshua R. Cook Current Employer: Suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Demertzis a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John Demertzis a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2024 (East Setauket, NY) John Demertzis Investigation Summary Here’s what you need to know about East Setauket, NY, stockbroker John Demertzis: Name: Mr. John Spyro Demertzis Current…

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  • Robert Rex, Esq.

LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III
LPL Financial Ordered to Pay $3.7M Over Variable Annuity Sales-Polaris Platinum III 150 150 Robert Rex, Esq.

March 2024 Update– See this for our investigation of LPL and some of their brokers.    UPDATE Jan 2017– LPL Financial  ordered to pay up to $3.7 million in restitution…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kiran Devarapalli formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Kiran Devarapalli formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: February 2024 (East Brunswick, NJ) Kiran Devarapalli Investigation Summary Here’s what you need to know about East Brunswick, NJ, stockbroker Kiran Devarapalli: Name: Mr. Kiran Kumar Devarapalli Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Thomas Cavaliere a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Thomas Cavaliere a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Overland Park, KS ) Thomas Cavaliere Investigation Summary Here’s what you need to know about Overland Park, KS,  stockbroker Thomas Cavaliere, III: Name:  Mr. Thomas A.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services
Rex Securities Law Investment Fraud Attorney Investigates Cody Roos formerly with LPL Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2024 (Kearneysville, WV) Cody Roos Investigation Summary Here’s what you need to know about Kearneysville, WV, stockbroker Cody Roos: Name: Mr. Cody Robert Roos Current Employer: Currently…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Eric Ruthman Formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Eric Ruthman Formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Atlanta, GA) Eric Ruthman Investigation Summary Here’s what you need to know about Atlanta, GA, stockbroker Eric Ruthman: Name: Mr. Eric Scott Ruthman Current Employer: Purshe…

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