Protecting
Investor the
 Stockbroker Malpractice
Negligence, Fraud Schedule a FREE Consultation

Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2026 (Arlington Heights, IL) Richard Allen Ceffalio Jr. Investigation Summary Here’s what you need to know about Arlington Heights, IL stockbroker Richard Allen Ceffalio Jr.: Name: Richard Allen…

read more
  • Robert Rex, Esq.

Rex Securities Law Investigates Nick David Olivas, Formerly with LPL Financial Services
Rex Securities Law Investigates Nick David Olivas, Formerly with LPL Financial Services 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Irvine, California Here’s what you need to know about Irvine, CA stockbroker Nick Olivas: Name: Nicholas David Olivas Current Employer: Prospera Financial Services, Inc. (CRD #10740), Dallas, TX…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Susan H. Ciucci
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Susan H. Ciucci 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Chicago, IL Here’s what you need to know about Chicago, IL, stockbroker Susan H. Ciucci: Name: Susan H. Ciucci Current Employer: LPL Financial LLC Prior Employers: Grove Point…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management
Rex Securities Law Investment Fraud Attorney Investigates Angela M. Graham-West with LPL Financial LLC & Orion Wealth Management 150 150 Robert Rex, Esq.

Last Updated: February 2026 (Dallas, Texas) Angela M. Graham-West Investigation Summary Here’s what you need to know about Dallas, Texas / Ft. Lauderdale, FL, stockbroker Angela M. Graham-West: Name: Ms.…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John Demertzis formerly a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates John Demertzis formerly a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (East Setauket NY, Dallas TX and Naples FL) John Demertzis Investigation Summary Here’s what you need to know about East Setauket NY, Dallas TX and Naples…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Judith Dolle
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Judith Dolle 150 150 Robert Rex, Esq.

Last Updated: January 2026 – Rancho Mirage, CA Judith Dolle Investigation Summary Here’s what you need to know about Rancho Mirage, CA, former stockbroker Judith Dolle: Name: Ms. Judith Ann Dolle…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners
Rex Securities Law Investment Fraud Attorney Investigates Jim Davis, a Broker with IFP Securities/ Independent Financial Partners 150 150 Robert Rex, Esq.

Last Updated: February 2026 — Columbia, TN Here’s what you need to know about Columbia, TN stockbroker Jim Davis Jr.: Name: James D. Davis Jr. Alias: Jim Davis Current Employer: IFP Securities,…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc.
Rex Securities Law Investment Fraud Attorney Investigates Ken Finnell, Former Broker with Centaurus Financial, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Temecula, CA Here’s what you need to know about Temecula, CA stockbroker Ken Finnell: Name: Kenneth Wayne Finnell Current Employer: Not currently registered as a FINRA…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates David Nastri a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates David Nastri a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Cheshire, CT) David Nastri Investigation Summary Here’s what you need to know about Cheshire, CT, stockbroker David Nastri: Name: Mr. David Jon Nastri Current Employer: LPL…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Former Broker Claude “Trey” Moore III 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Rock Hill, SC Here’s what you need to know about Rock Hill, SC, stockbroker Claude L. Moore III: Name: Mr. Claude Love Moore III CRD Number: 6727836…

read more
Enter your
text here

You cannot copy content of this page