• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton 150 150 Robert Rex, Esq.

Last Updated: February 2025, Cornelius, NC Here’s what you need to know about Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton CRD Number: 4296113 Current Status:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Art Littlefield III
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Art Littlefield III 150 150 Robert Rex, Esq.

Last Updated: February 2025, Naperville, IL Here’s what you need to know about Naperville, IL, stockbroker Arthur S. Littlefield III: Name: Mr. Arthur Sylvester Littlefield III CRD Number: 2718449 Current…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno 150 150 Robert Rex, Esq.

Last Updated: February 2025, Owensboro, KY Daniel Deno Investigation Summary Here’s what you need to know about Owensboro, KY stockbroker Daniel Deno: Name: Mr. Daniel Ray Deno Current Employer: Not currently registered Prior…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2025 (Arlington Heights, IL) Richard Allen Ceffalio Jr. Investigation Summary Here’s what you need to know about Arlington Heights, IL stockbroker Richard Allen Ceffalio Jr.: Name: Richard Allen…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park
Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Santa Monica, CA) Mimi Yoo Park Investigation Summary Here’s what you need to know about Santa Monica, CA Stockbroker Mimi Y. Park: Name: Mimi Yoo Park…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker William Westcott
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker William Westcott 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Tucson, AZ) William Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name:William Carl Westcott Current Employer: LPL Financial DBA:…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joanna Westcott
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joanna Westcott 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Tucson, AZ) Joanna Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name: Joanna Ingberg Westcott Current Employer: LPL Financial…

read more
  • Robert Rex, Esq.

LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX
LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX 150 150 Robert Rex, Esq.

January 2025- Austin , Texas The Texas State Securities Board (TSSB) fined LPL Financial $450,000 and ordered a repurchase of certain securities sold to investors. In addition LPL agreed to…

read more
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Berwyn, PA) Anthony Martinelli Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Anthony Steven Martinelli: Name: Anthony Steven Martinelli Current Employer: LPL…

read more
Enter your
text here

You cannot copy content of this page