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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial

Rex Securities Law Investment Fraud Attorney Investigates Adam R. Lunceford, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Scottsdale, AZ Here’s what you need to know about Scottsdale, AZ stockbroker Adam Ross Lunceford: Name: Adam Ross Lunceford Current Employer: Not currently registered with FINRA. Prior…

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Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc.

Rex Securities Law Investment Fraud Attorney Investigates Robert Thatcher Tudor, Broker with Voya Financial Advisors, Inc. 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Buford, GA Here’s what you need to know about Buford, GA stockbroker Robert Thatcher Tudor: Name: Robert Thatcher Tudor III Current Employer: Voya Financial Advisors, Inc. Prior Firms:…

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Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO

Bruce Amman- Former LPL Financial Broker-Suspended From Securities Industry by Regulators – Golden, CO 150 150 ER

Bruce Amman Investigation January 2026-Golden, CO According to publicly available records Bruce Amman, a former broker who last worked as a stock broker for LPL Financial,  discloses a final regulatory matter…

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Rex Securities Law Investment Fraud Attorney Investigates Jason Nelson a broker with LPL Financial

Rex Securities Law Investment Fraud Attorney Investigates Jason Nelson a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Cincinnati, Ohio) Jason Nelson Investigation Summary Here’s what you need to know about Cincinnati, Ohio, stockbroker Jason Nelson: Name: Mr. Jason Matthew Nelson Current Employer: LPL…

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Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra

Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton 150 150 Robert Rex, Esq.

Last Updated: December 2025, Cornelius, NC- Sheridan, WY Here’s what you need to know about Sheridan, WY & Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton…

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Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial

Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…

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Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC

Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett:  Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…

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Rex Securities Law Investment Fraud Attorney Investigates Nick Langer, a Broker formerly with J.P. Morgan

Rex Securities Law Investment Fraud Attorney Investigates Nick Langer, a Broker formerly with J.P. Morgan 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Wauwatosa, WI Here’s what you need to know about Wauwatosa, WI stockbroker and investment adviser Nicholas Lloyd Langer: Name: Nicholas L. Langer Alias: Nick Langer Current Employer: LPL Enterprise, LLC…

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Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Kevin McCallum

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Kevin McCallum 150 150 Robert Rex, Esq.

Last Updated: October 2025, Birmingham, AL Here’s what you need to know about Birmingham, AL, former stockbroker Kevin McCallum: Name: Mr. Kevin Marshall McCallum Current Employer: Not currently registered Prior…

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