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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra
Rex Securities Law Investment Fraud Attorney Investigates Chris Ziogas- Formerly a broker with LPL Financial and Kestra 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Bristol, Connecticut Here’s what you need to know about former Bristol, CT stockbroker and Connecticut State Representative Chris Ziogas: Name: Mr. Christopher Ziogas Current Employer: Barred from acting…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Former Broker Bryce A. Hamilton 150 150 Robert Rex, Esq.

Last Updated: December 2025, Cornelius, NC- Sheridan, WY Here’s what you need to know about Sheridan, WY & Cornelius, NC, former stockbroker Bryce A. Hamilton: Name: Mr. Bryce Austin Hamilton…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Marshall B. Lum, Former Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Honolulu, HI Here’s what you need to know about Honolulu, HI stockbroker Marshall B. L. Lum: Name: Marshall B. L. Lum Alias: Marshal BL Lum Current Employer: Not currently registered…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Roger A. Barnett II, a Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: December 2025 — Brentwood, TN Here’s what you need to know about Brentwood, TN stockbroker Roger Barnett:  Name: Roger Allen Barnett II Current Employer: LPL Financial LLC (CRD #6413) —…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nick Langer, a Broker formerly with J.P. Morgan
Rex Securities Law Investment Fraud Attorney Investigates Nick Langer, a Broker formerly with J.P. Morgan 150 150 Robert Rex, Esq.

Last Updated: November 2025 — Wauwatosa, WI Here’s what you need to know about Wauwatosa, WI stockbroker and investment adviser Nicholas Lloyd Langer: Name: Nicholas L. Langer Alias: Nick Langer Current Employer: LPL Enterprise, LLC…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Kevin McCallum
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Kevin McCallum 150 150 Robert Rex, Esq.

Last Updated: October 2025, Birmingham, AL Here’s what you need to know about Birmingham, AL, former stockbroker Kevin McCallum: Name: Mr. Kevin Marshall McCallum Current Employer: Not currently registered Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Earl E. Newsome, Broker with LPL Financial LLC
Rex Securities Law Investment Fraud Attorney Investigates Earl E. Newsome, Broker with LPL Financial LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Spring, TX Here’s what you need to know about Spring, TX stockbroker Earl Eugene Newsome: Name: Earl Eugene Newsome. Current Employer: LPL Financial LLC — registered 07/10/2025; primary branch listed…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Francisco “Frank” Gomez
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Francisco “Frank” Gomez 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Fate, TX Here’s what you need to know about Fate, TX stockbroker Frank Gomez: Name: Francisco Manuel Gomez Alias: Frank Gomez Current Employer: LPL Financial LLC (CRD…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Rick Lopez a Broker with Arkadios Capital & Trivium Asset Management Partners
Rex Securities Law Investment Fraud Attorney Investigates Rick Lopez a Broker with Arkadios Capital & Trivium Asset Management Partners 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Mission, TX Here’s what you need to know about Mission, TX stockbroker Enrique “Rick” Lopez: Name: Enrique Lopez. Alias: Rick Lopez Current Employer: Arkadios Capital (Broker) and Arkadios…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise, LLC Broker Tyler Tognarine
Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise, LLC Broker Tyler Tognarine 150 150 Robert Rex, Esq.

Last Updated: September 2025 — Naples, FL Here’s what you need to know about Naples, FL stockbroker Tyler Tognarine: Name: Tyler Nathaniel Tognarine (aka Tyler N. Tognarine) Current Employer: LPL Enterprise, LLC…

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