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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Deborah Anderson
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Deborah Anderson 150 150 Robert Rex, Esq.

Last Updated: February 2025, Redlands, CA Here’s what you need to know about Redlands, CA, former stockbroker Deborah S. Anderson: Name: Ms. Deborah Sue Anderson CRD Number: 1795405 Current Status:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Ben Herritage
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Ben Herritage 150 150 Robert Rex, Esq.

Last Updated: February 2025, Columbia, SC Here’s what you need to know about Columbia, SC, stockbroker William Benjamin Dusenbury Herritage: Name: Mr. William Benjamin Dusenbury Herritage CRD Number: 4027113 Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Azmi Sharif
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Azmi Sharif 150 150 Robert Rex, Esq.

Last Updated: February 2025, Elmhurst, IL Here’s what you need to know about Elmhurst, IL, former stockbroker Azmi Sharif: Name: Mr. Azmi Patrick Sharif CRD Number: 6481342 Current Status: Suspended…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Evan J. Adelglass
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Evan J. Adelglass 150 150 Robert Rex, Esq.

Last Updated: February 2025, Ansonia, CT Here’s what you need to know about Ansonia, CT, stockbroker Evan J. Adelglass: Name: Mr. Evan Jay Adelglass CRD Number: 2392225 Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Edward Baroncini
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Edward Baroncini 150 150 Robert Rex, Esq.

Last Updated: February 2025, Manchester, CT Here’s what you need to know about Manchester, CT, former stockbroker Edward Baroncini: Name: Mr. Edward Baroncini CRD Number: 3043354 Current Employers: Excel Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Michael C. McFeely
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC Broker Michael C. McFeely 150 150 Robert Rex, Esq.

Last Updated: February 2025, York, PA Here’s what you need to know about York, PA, stockbroker Michael C. McFeely: Name: Mr. Michael Christopher McFeely CRD Number: 5505995 Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno 150 150 Robert Rex, Esq.

Last Updated: February 2025, Owensboro, KY Daniel Deno Investigation Summary Here’s what you need to know about Owensboro, KY stockbroker Daniel Deno: Name: Mr. Daniel Ray Deno Current Employer: Not currently registered Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2025 (Arlington Heights, IL) Richard Allen Ceffalio Jr. Investigation Summary Here’s what you need to know about Arlington Heights, IL stockbroker Richard Allen Ceffalio Jr.: Name: Richard Allen…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park
Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Santa Monica, CA) Mimi Yoo Park Investigation Summary Here’s what you need to know about Santa Monica, CA Stockbroker Mimi Y. Park: Name: Mimi Yoo Park…

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