• Robert Rex, Esq.

LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX
LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX 150 150 Robert Rex, Esq.

January 2025- Austin , Texas The Texas State Securities Board (TSSB) fined LPL Financial $450,000 and ordered a repurchase of certain securities sold to investors. In addition LPL agreed to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Berwyn, PA) Anthony Martinelli Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Anthony Steven Martinelli: Name: Anthony Steven Martinelli Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Harold Klein a broker formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Harold Klein a broker formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Seal Beach, CA) Harold Edward Klein Investigation Summary Here’s What You Need to Know About Seal Beach, CA Stockbroker Harold Edward Klein: Name: Harold Edward Klein…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joe Hirthler a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Joe Hirthler a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Berwyn, PA) Joe Hirthler Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Michael Joe Hirthler: Name: Joe Hirthler Current Employer: LPL Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Leigh Allen a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Leigh Allen a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Battle Ground, WA) Leigh Allen Investigation Summary Here’s What You Need to Know About Battle Ground, WA Stockbroker Leigh A. Allen: Name: Leigh A. Allen Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Kyle Lindner formerly with State Farm VP Management Corp.
Rex Securities Law Investment Fraud Attorney Investigates Kyle Lindner formerly with State Farm VP Management Corp. 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Katy, TX) Kyle Lindner Investigation Summary Here’s what you need to know about Katy, TX, stockbroker Kyle Lindner: Name: Kyle Lindner Current Employer: Not currently registered with FINRA…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Patricia Alison Fleming a Broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Patricia Alison Fleming a Broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (San Diego, CA) Patricia Alison Fleming Investigation Summary Here’s what you need to know about San Diego, CA, stockbroker Patricia Alison Fleming: Name: Patricia Alison Fleming Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonathan Upton a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Jonathan Upton a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Louisville, KY) Jonathan Upton Investigation Summary Here’s what you need to know about Louisville, KY, stockbroker Jonathan Upton: Name: Jonathan Dale Upton Current Employers: Keystone Financial Group,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joy Simar a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Joy Simar a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (McKinney, TX) Joy Simar Investigation Summary Here’s what you need to know about McKinney, TX, stockbroker Joy Simar: Name: Joy Lori Simar Current Employer: LPL Enterprise, LLC Function: Stockbroker…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Michael Kelley a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Michael Kelley a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Indianapolis, IN) Michael Kelley Investigation Summary Here’s what you need to know about Indianapolis, IN, stockbroker Michael Kelley: Name: Michael Joseph Kelley Current Employer: Charter Advisory Corporation and…

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