• Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial LLC formerly broker Daniel Deno 150 150 Robert Rex, Esq.

Last Updated: February 2025, Owensboro, KY Daniel Deno Investigation Summary Here’s what you need to know about Owensboro, KY stockbroker Daniel Deno: Name: Mr. Daniel Ray Deno Current Employer: Not currently registered Prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Richard Ceffalio, Formerly a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated:  February 2025 (Arlington Heights, IL) Richard Allen Ceffalio Jr. Investigation Summary Here’s what you need to know about Arlington Heights, IL stockbroker Richard Allen Ceffalio Jr.: Name: Richard Allen…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park
Rex Securities Law Investment Fraud Attorney Investigates U.S. Bancorp Investments Broker Mimi Park 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Santa Monica, CA) Mimi Yoo Park Investigation Summary Here’s what you need to know about Santa Monica, CA Stockbroker Mimi Y. Park: Name: Mimi Yoo Park…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker William Westcott
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker William Westcott 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Tucson, AZ) William Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name:William Carl Westcott Current Employer: LPL Financial DBA:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joanna Westcott
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Joanna Westcott 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Tucson, AZ) Joanna Westcott Investigation Summary Here’s what you need to know about Tucson, AZ, stockbroker Joanna Westcott: Name: Joanna Ingberg Westcott Current Employer: LPL Financial…

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  • Robert Rex, Esq.

LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX
LPL Financial Fined $450K by Texas Regulators for Sale of Unregistered Securities-Austin, TX 150 150 Robert Rex, Esq.

January 2025- Austin , Texas The Texas State Securities Board (TSSB) fined LPL Financial $450,000 and ordered a repurchase of certain securities sold to investors. In addition LPL agreed to…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Anthony Martinelli a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Berwyn, PA) Anthony Martinelli Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Anthony Steven Martinelli: Name: Anthony Steven Martinelli Current Employer: LPL…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Harold Klein a broker formerly with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Harold Klein a broker formerly with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Seal Beach, CA) Harold Edward Klein Investigation Summary Here’s What You Need to Know About Seal Beach, CA Stockbroker Harold Edward Klein: Name: Harold Edward Klein…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joe Hirthler a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Joe Hirthler a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Berwyn, PA) Joe Hirthler Investigation Summary Here’s What You Need to Know About Berwyn, PA Stockbroker Michael Joe Hirthler: Name: Joe Hirthler Current Employer: LPL Financial…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Leigh Allen a broker with LPL Financial
Rex Securities Law Investment Fraud Attorney Investigates Leigh Allen a broker with LPL Financial 150 150 Robert Rex, Esq.

Last Updated: December 2024 (Battle Ground, WA) Leigh Allen Investigation Summary Here’s What You Need to Know About Battle Ground, WA Stockbroker Leigh A. Allen: Name: Leigh A. Allen Current…

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