Last Updated: February 2024 (Beverly Hills, CA) Chelsea Deng Investigation Summary Here’s what you need to know about Beverly Hills, CA, stockbroker Chelsea Deng: Name: Chelsea Deng Current Employer: Morgan…
read moreLast Updated: February 2024 (Las Cruces, New Mexico) Jake Jacobs Investigation Summary Here’s what you need to know about Las Cruces, NM, stockbroker Jake Jacobs: Name: Mr. John Edwin Jacobs,…
read moreGeorge Fellows Investigation January 2024- Washington, DC The FINRA records of George W. Fellows, Jr., a former Merrill Lynch broker, disclose a regulatory event, a settled customer dispute and a termination.…
read moreLast Updated: January 2024 (Sarasota, FL) Jonna Keller Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jonna Keller: Name: Jonna Doris Keller Current Employer: Osaic Wealth…
read moreBrian Mariash Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Brian Mariash: Name: Mr. Brian James Mariash Current Employer: UBS Financial Services Previous Firms: Merrill Lynch…
read moreLast Updated: January 2024 (Fort Worth, Texas) Cass Jenkins Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker Cass Jenkins: Name: Cass J. Jenkins Current Employer:…
read moreJason R. Jaynes Investigation January 2024-Plano, TX According to publicly available records Jason R. Jaynes , a stockbroker who was previously registered with Merrill Lynch, discloses settlement of a customer dispute which…
read moreLast Updated: December 2023 (Palm Beach Gardens, FL / Short Hills, NJ) Adam Gurien Investigation Summary Here’s what you need to know about Palm Beach Gardens, FL & Short Hills,…
read moreLast Updated: December 2023 (Jupiter, Florida) Bernie Adair Investigation Summary Here’s what you need to know about Jupiter, FL, stockbroker Bernie Adair: Name: Mr. Bernard George Adair Current Employer: Merrill…
read moreLast Updated: November 2023 (Vero Beach, FL) William King Investigation Summary Here’s what you need to know about Vero Beach, FL, stockbroker William KIng: Name: Mr. William Worthen King Current…
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