• Robert Rex, Esq.

Francisco Valenzuela-Former Morgan Stanley Broker-Ordered to Pay Mexican Farmer $160,000 -Phoenix, AZ
Francisco Valenzuela-Former Morgan Stanley Broker-Ordered to Pay Mexican Farmer $160,000 -Phoenix, AZ 150 150 Robert Rex, Esq.

Francisco Valenzuela Investigation February 2024- Phoenix, AZ  According to FINRA records,  Francisco J. Valenzuela ,  a former broker  who previously worked for Morgan Stanley , discloses 2 regulatory events,  4 prior…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Franz Koch Formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Franz Koch Formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Boca Raton, FL) Franz Koch Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Franz Koch: Name: Mr. Franz Albert Koch Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chelsea Deng (aka Deng Zhongqun) Formerly with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates Chelsea Deng (aka Deng Zhongqun) Formerly with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Beverly Hills, CA) Chelsea Deng Investigation Summary Here’s what you need to know about Beverly Hills, CA, stockbroker Chelsea Deng: Name: Chelsea Deng Current Employer: Morgan…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates John “Jake” Jacobs a Broker with Merrill Lynch
Rex Securities Law Investment Fraud Attorney Investigates John “Jake” Jacobs a Broker with Merrill Lynch 150 150 Robert Rex, Esq.

Last Updated:  February 2024 (Las Cruces, New Mexico) Jake Jacobs Investigation Summary Here’s what you need to know about Las Cruces, NM, stockbroker Jake Jacobs: Name:  Mr. John Edwin Jacobs,…

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George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC
George W. Fellows, Jr. -Former Merrill Lynch Broker-Discloses Regulatory Event, Settlement of Customer Dispute and Termination-Washington, DC 150 150 ER

George Fellows Investigation January 2024- Washington, DC The FINRA records of  George W. Fellows, Jr.,   a former Merrill Lynch broker,  disclose a regulatory event,  a settled customer dispute and a termination.…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonna Keller formerly with Sagepoint Financial
Rex Securities Law Investment Fraud Attorney Investigates Jonna Keller formerly with Sagepoint Financial 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Sarasota, FL) Jonna Keller Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jonna Keller: Name: Jonna Doris Keller Current Employer: Osaic Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Brian Mariash
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Brian Mariash 150 150 Robert Rex, Esq.

Brian Mariash Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Brian Mariash: Name: Mr. Brian James Mariash Current Employer: UBS Financial Services Previous Firms: Merrill Lynch…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Cass Jenkins
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Broker Cass Jenkins 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Fort Worth, Texas) Cass Jenkins Investigation Summary Here’s what you need to know about Fort Worth, Texas, stockbroker Cass Jenkins: Name: Cass J. Jenkins Current Employer:…

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  • Robert Rex, Esq.

Jason Jaynes-Former Merrill Lynch Advisor-Settles Customer Disputes for $4.85 Million-Plano, Texas
Jason Jaynes-Former Merrill Lynch Advisor-Settles Customer Disputes for $4.85 Million-Plano, Texas 150 150 Robert Rex, Esq.

Jason R. Jaynes Investigation January 2024-Plano, TX According to publicly available records Jason R. Jaynes  ,  a  stockbroker who was previously registered with Merrill Lynch, discloses settlement of a customer dispute which…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Adam Gurien
Rex Securities Law Investment Fraud Attorney Investigates Merrill Lynch Pierce Fenner & Smith Broker Adam Gurien 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Palm Beach Gardens, FL / Short Hills, NJ) Adam Gurien Investigation Summary Here’s what you need to know about Palm Beach Gardens, FL & Short Hills,…

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