Last Updated: January 2024 (Sarasota, FL)
Jonna Keller Investigation Summary
Here’s what you need to know about Sarasota, FL, stockbroker Jonna Keller:
- Name: Jonna Doris Keller
- Current Employer: Osaic Wealth Inc.
- DBA: First Security Investments of SWF LLC
- Previous Firms: Sagepoint Financial, Sigma Financial Corp., First Security Investments
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Jonna Doris Edelmayer, Jonna Doris Hansen
- Primary Location: Sarasota, FL
- CRD 4662702
- Can Jonna Keller be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $65,000
- Pending Customer Dispute Seeks Damages of $300,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jonna Keller As Your Stockbroker?
In 12/2023 a customer of Sigma Financial Corp. filed a FINRA arbitration alleging hat Jonna Keller misrepresented a real estate security purchased in 2014 which has resulted in damages of $300,000. This matter is currently pending.
In 2007 a customer of First Security Investments was paid $65,000 ($25,000 of which was paid by Keller individually) to resolve allegations that Jonna Keller misrepresented an annuity as paying a guaranteed amount of 6% instead of the 4% which the customer actually received.
Allegations of Broker Misconduct Against Jonna Keller
Customers of Jonna Keller have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresented a real estate investment
- Misrepresented the guaranteed amount paid by an annuity
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jonna Keller, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
