Last Updated: April 2025 — Austin, Texas Here’s what you need to know about Austin, TX, stockbroker Anthony Divalerio Jr.: Name: Anthony J. Divalerio Jr. CRD Number: 1769652 Current Employer:…
read moreLast Updated: April 2025 (Naples, FL) Lawrence Catena Investigation Summary Here’s what you need to know about Naples, FL stockbroker Lawrence Catena: Name: Mr. Lawrence William Catena Current Employer: Morgan…
read moreLast Updated: April 2025, Boca Raton, FL/ New York. NY Helen Rothlein Investigation Summary Here’s what you need to know about Boca Raton, FL / New York, NY, , stockbroker…
read moreLast Updated: April 2025, Hendersonville, NC/ Palm Coast, FL Anthony Gallea Investigation Summary Here’s what you need to know about Hendersonville, NC/ Palm Coast, FL, stockbroker Anthony Gallea: Name: Anthony…
read moreLast Updated: January 2025 (Sarasota, FL) Jean-Pierre Daniel Gobic Investigation Summary Here’s what you need to know about Sarasota, FL, stockbroker Jean-Pierre Daniel Gobic: Name: Jean-Pierre Daniel Gobic Current Employer: Morgan Stanley…
read moreLast Updated: January 2025 (Dublin, OH / Boca Raton, FL) Tony Mampieri Investigation Summary Here’s what you need to know about Dublin, OH & Boca Raton, FL, stockbroker Tony Mampieri:…
read moreLast Updated: December 2024 (Austin, TX) William Edward Lawes Investigation Summary Here’s What You Need to Know About Austin, TX Stockbroker William Edward Lawes: Name: William Edward Lawes Current Employer:…
read moreLast Updated: May 2024 (Houston, Texas) Elias Aziz Letayf Investigation Summary Here’s what you need to know about Houston, Texas, stockbroker Elias A. Letayf: Name: Mr. Eilas Aziz Letayf Current…
read moreScott Bremus Investigation April 2024- Dacula, GA According to publicly available records Scott Bremus, a broker previously registered with LPL Financial discloses 2 regulatory events, 2 final customer disputes and…
read moreFrancisco Valenzuela Investigation February 2024- Phoenix, AZ According to FINRA records, Francisco J. Valenzuela , a former broker who previously worked for Morgan Stanley , discloses 2 regulatory events, 4 prior…
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