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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley

Rex Securities Law Investment Fraud Attorney Investigates Bill Collins formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Troy, Michigan) Bill Collins Investigation Summary Here’s what you need to know about Troy, MI, stockbroker William Collins: Name: Mr. William Lief Collins Current Employer: Cetera…

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Rex Securities Law Investment Fraud Attorney Investigates Ron Filoramo formerly with Morgan Stanley

Rex Securities Law Investment Fraud Attorney Investigates Ron Filoramo formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Fort Lauderdale, FL) Ron Filoramo Investigation Summary Here’s what you need to know about Fort Lauderdale,FL, stockbroker Ron FIloramo: Name: Mr. Ron Ernest Filoramo Current Employer:…

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Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Chris Moyseos

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Chris Moyseos 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Austin, Texas) Chris Moyseos Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Chris Moyseos: Name: Mr. Chris Andrew Moyseos Current Employer: Morgan…

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Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Max Elson

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Max Elson 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Champions Gate, FL ) Max Elson Investigation Summary Here’s what you need to know about Champions Gate, FL, stockbroker Max Elson: Name: Mr. Max Veryl Elson,…

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Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Michael Dietrich

Rex Securities Law Investment Fraud Attorney Investigates Morgan Stanley Broker Michael Dietrich 150 150 Robert Rex, Esq.

Last Updated: November 2023 (Palm Harbor, Florida) Michael Dietrich Investigation Summary Here’s what you need to know about Palm Harbor, FL , stockbroker Mike Dietrich: Name: Mr. Michael Anthony Dietrich…

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Rex Securities Law Investment Fraud Attorney Investigates Thomas Morgan formerly with Morgan Stanley

Rex Securities Law Investment Fraud Attorney Investigates Thomas Morgan formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Dallas, Texas) Thomas Morgan Investigation Summary Here’s what you need to know about Dallas, TX, stockbroker Thomas Morgan: Name: Mr. Thomas J. Morgan, Jr. Current Employer:…

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Rex Securities Law Investment Fraud Attorney Investigates Veronica Lopez-Lopez formerly with Morgan Stanley

Rex Securities Law Investment Fraud Attorney Investigates Veronica Lopez-Lopez formerly with Morgan Stanley 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Miami, FL) Veronica Lopez-Lopez Investigation Summary Here’s what you need to know about Miami, FL, stockbroker Veronica Lopez-Lopez: Name: Veronica Lopez-Lopez Current Employer: Insigneo Securities, Insigneo…

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Gregory Sain – Former Stifel Nicolaus Broker- Discloses Prior Customer Settlements – Beverly Hills, CA

Gregory Sain – Former Stifel Nicolaus Broker- Discloses Prior Customer Settlements – Beverly Hills, CA 150 150 ER

Gregory Sain Investigation June 2023 – Beverly Hills, CA According to publicly available records  Gregory Sain ,  a broker  who was previously registered with Stifel Nicolaus and is now with Morgan…

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Ronald Diaz-Former Morgan Stanley Broker-Barred From Securities Industry by Regulator -Tuscon, AZ

Ronald Diaz-Former Morgan Stanley Broker-Barred From Securities Industry by Regulator -Tuscon, AZ 150 150 ER

Ronald Diaz Investigation June 2023-Tuscon, AZ The FINRA records of Ronald Diaz ,  a former stock broker who was last employed in the industry by Morgan Stanley, disclose a regulatory matter resulting in…

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Clinton Curtright-Morgan Stanley Broker- Discloses 6M Pending Customer Dispute-La Jolla, CA

Clinton Curtright-Morgan Stanley Broker- Discloses 6M Pending Customer Dispute-La Jolla, CA 150 150 ER

Clinton Curtright Investigation June 2023 – LaJolla, CA According to publicly available records  Clinton Curtright ,  a broker with Morgan Stanley,  discloses a $6,000,000 pending customer dispute The Financial Industry Regulatory Authority…

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