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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








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John Zaffarano-Newbridge Securities Broker- Discloses Pending $185K Customer Dispute – Boca Raton, FL

John Zaffarano-Newbridge Securities Broker- Discloses Pending $185K Customer Dispute – Boca Raton, FL 150 150 ER

John Zaffarano Investigation Updated April 2025 Boca Raton, FL  According to publicly available records,  John Zaffarano  a Newbridge Securities Corporation broker recently settled a  customer dispute. The Financial Industry Regulatory…

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Rex Securities Law Investment Fraud Attorney Investigates Antoine Devon Shamlee formerly with Newbridge Securities

Rex Securities Law Investment Fraud Attorney Investigates Antoine Devon Shamlee formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: March 2025 (Boca Raton, FL/ New York City) Antoine Devon Shamlee Investigation Summary Here’s what you need to know about Boca Raton, FL , stockbroker Devon Shamlee: Name:…

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Rex Securities Law Investment Fraud Attorney Investigates Pamela Espinosa a broker with Kestra Investment Services

Rex Securities Law Investment Fraud Attorney Investigates Pamela Espinosa a broker with Kestra Investment Services 150 150 ER

Last Updated: February 2025 (Albuquerque, New Mexico) Pamela Espinosa Investigation Summary Here’s what you need to know about Albuquerque, NM, stockbroker Pamela Espinosa: Name: Ms. Pamela S. Espinosa Current Employer:…

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Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker John Forrester

Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker John Forrester 150 150 Robert Rex, Esq.

Last Updated: January 2025 (Boca Raton, FL) John Forrester Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker John Forrester: Name: Mr. John Gerard Forrester, Jr.…

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Rex Securities Law Investment Fraud Attorney Investigates Michael Grande formerly with Newbridge Securities

Rex Securities Law Investment Fraud Attorney Investigates Michael Grande formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: June 2024 (Fort Lauderdale, FL) Michael Grande Investigation Summary Here’s what you need to know about Fort Lauderdale, FL, stockbroker Michael Grande: Name: Mr. Michael Charles Grande Current…

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Rex Securities Law Investment Fraud Attorney Investigates Kerri Jamison a Financial Advisor with Newbridge Securities

Rex Securities Law Investment Fraud Attorney Investigates Kerri Jamison a Financial Advisor with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Mesa, AZ) Kerri Jamison Investigation Summary Here’s what you need to know about Mesa, AZ, stockbroker Kerri Jamison: Name: Kerri Suzanne Jamison Current Employer: Kovack Securities…

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Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker Philip Gibson

Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Broker Philip Gibson 150 150 Robert Rex, Esq.

Last Updated: January 2024 (Boca Raton, FL) Philip Gibson Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Philip Gibson: Name: Mr. Philip Andrew Gibson Current…

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Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Corp. Broker Gaspar Garcia

Rex Securities Law Investment Fraud Attorney Investigates Newbridge Securities Corp. Broker Gaspar Garcia 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Boca Raton, FL) Gaspar Garcia Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Gaspar Garcia: Name: Mr. Gaspar V. Garcia Current…

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Rex Securities Law Investment Fraud Attorney Investigates Dana Davis formerly with Newbridge Securities

Rex Securities Law Investment Fraud Attorney Investigates Dana Davis formerly with Newbridge Securities 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Hauppauge, NY) Dana Davis Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Dana Davis: Name: Mr. Dana H. Davis Current Employer: Suspended…

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Nick Giallourakis- Newbridge Securities Broker-Discloses Customer Disputes-Clearwater, FL

Nick Giallourakis- Newbridge Securities Broker-Discloses Customer Disputes-Clearwater, FL 150 150 Robert Rex, Esq.

Updated: December 2023 Clearwater, Florida Newbridge Securities broker Nicholas M.  Giallourakis  discloses 4 prior final customer disputes on his FINRA records. In 10.2023 a customer of Newbridge Securities was paid $14,999…

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