• Robert Rex, Esq.

How to Recover Losses on Payson Petroleum Investments
How to Recover Losses on Payson Petroleum Investments 150 150 Robert Rex, Esq.

November 2016 -Dallas, Texas Matthew Carl Griffin and his brother William Daniel Griffin were named in a civil action filed by the Securities and Exchange Commission (SEC) charging them with…

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  • Robert Rex, Esq.

Susan Pruitt Sentenced on Oil/Gas Fraud-Dallas, TX
Susan Pruitt Sentenced on Oil/Gas Fraud-Dallas, TX 150 150 Robert Rex, Esq.

November 2016-Dallas, Texas Susan Gay Pruitt, 45, pleaded guilty to money laundering and theft of more than $200,000 and was sentenced to 22 years for selling phony oil and gas…

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  • Robert Rex, Esq.

VFG Securities-Jason Vanclef-Sanctioned by Securities Regulator
VFG Securities-Jason Vanclef-Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

November 2016-Plano, Texas/Culver City, CA VFG Securities, Inc. and its owner, Jason Vanclef, reached a settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations by the securities industry…

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  • Robert Rex, Esq.

Stanley Fortenberry of San Angelo, TX, Sentenced to 78 Months-San Angelo, TX
Stanley Fortenberry of San Angelo, TX, Sentenced to 78 Months-San Angelo, TX 150 150 Robert Rex, Esq.

UPDATE FEBRUARY 2017-Fortenberry sentenced to 78 months in prison. Follow this link to Department of Justice news release for more details on his sentencing.  November 2016, San Angelo, Texas The…

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  • Robert Rex, Esq.

VSR Financial-Overland Park, KS, Brokerage Firm- Shutting Down Operations
VSR Financial-Overland Park, KS, Brokerage Firm- Shutting Down Operations 150 150 Robert Rex, Esq.

November 3, 2016-Overland Park, KS The Kansas City Star reports that VSR Financial, which has been in business since 1984, it shutting down and moving its brokers and customers to…

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  • Robert Rex, Esq.

Mickey Long-VSR Financial Broker- Sanctioned by Texas State Securities Board-Plano, TX
Mickey Long-VSR Financial Broker- Sanctioned by Texas State Securities Board-Plano, TX 150 150 Robert Rex, Esq.

October 2016-Plano, Texas The Texas State Securities Board (TSSB) entered a Disciplinary Order against M. F. (Mickey) Long II who operates First Financial Services Group in Plano, TX, and stock brokerage…

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  • Robert Rex, Esq.

Bob Wamhoff-Former VSR Financial Broker-Discloses Pending Customer Disputes
Bob Wamhoff-Former VSR Financial Broker-Discloses Pending Customer Disputes 150 150 Robert Rex, Esq.

UPDATE MARCH 2018-Follow this link for most recent update. UPDATE SEPTEMBER 2017–Robert Wamhoff discloses 2 currently pending customer disputes: 7/2017-a customer of VSR Financial Services alleges poor performance of oil…

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  • Robert Rex, Esq.

Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas
Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas 150 150 Robert Rex, Esq.

Oklahoma City, OK The FINRA records of Aaron B. Wilbanks, President and CEO of Wilbanks Securities  , the FINRA records of Randall L. Wilbanks, Vice President of Wilbanks Securities, and the FINRA records of Steven D. Sharpe,…

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  • Robert Rex, Esq.

John R. Stevens-Former Wilbanks Securities Broker-Discloses Customer Disputes Alleging Damages in Excess of $2M
John R. Stevens-Former Wilbanks Securities Broker-Discloses Customer Disputes Alleging Damages in Excess of $2M 150 150 Robert Rex, Esq.

Grand Junction, CO The FINRA records of John R. Stevens ,  a  stock broker who is currently not licensed and who was last employed by Wilbanks Securities  disclose   2 prior customer disputes, 3 pending…

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  • Robert Rex, Esq.

Michael P. Dalessandro-Investment Center Broker-Discloses Customer Dispute Over Oil & Gas Investments
Michael P. Dalessandro-Investment Center Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Robert Rex, Esq.

August  2016-Colt’s Neck, New Jersey The FINRA records of Michael P. Dalessandro ,  a  stock broker who is currently  employed  by The Investment Center  , disclose a pending customer dispute and a prior final customer dispute. The…

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